Gregory S. Burns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Scott Burns, who also goes by Gregory Burns, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2014. Gregory had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2017 - December 8, 2017
CTL SECURITIES LLC
November 3, 2014 - September 16, 2016
WILLIAM BLAIR
State Registrations and Notice Filings
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Exams
Current Firm
CTL SECURITIES LLC
CRD#: 147369 / SEC#: , 8-67900
Contact information
FINRA licenses (29 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
