Susan Elizabeth Peck
CFP®Professional Summary
Susan Elizabeth Peck, CFP®, who also goes by Sue Peck, is a registered financial advisor currently at EVOLUTION FINANCIAL LLC located in Madison, Wisconsin. Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Susan has worked at 2 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Retirement Planning
- Financial Planning
- Tax Planning
- Estate & Legacy Planning
- Investment Management
- Cashflow & Budgeting
Specializations
Biography
I founded Evolution Financial to provide fee-only comprehensive financial planning and investment management for people of all backgrounds who aspire to live their best lives now and in the future. I graduated from the University of Wisconsin-Madison with a BS in psychology, and was also a proud member of the University of Wisconsin Marching Band (Trombone). It was during my almost 12 years at an investment adviser that focused on tax efficient invesment strategies that...
Other Aliases
Sue Peck
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
EVOLUTION FINANCIAL LLC
Contact Information
Main Address
2701 International Lane Suite 203, Madison, WI 53704Phone Number
(608) 229-1335# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
208AUM (Assets Under Management)
$38,798,308Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/27/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Susan Elizabeth Peck's CRS (Customer Relationship Summary).
Services Offered by Susan
- Retirement Planning
- Financial Planning
- Tax Planning
- Estate & Legacy Planning
- Investment Management
- Cashflow & Budgeting
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