Bray Creech

JOEL ADAMS AND ASSOCIATES

New York, NY 10023

Some features on this profile are disabled

CRD#: 6379479

Professional summary

Bray Creech, AIF®, CFP® is a registered financial advisor currently at JOEL ADAMS AND ASSOCIATES INC. located in New York, New York.

Bray is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Bray has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 545 Merrimon, LLC; Investment Related: Yes; 545 Merrimon Avenue, Asheville, NC. 28804; Commercial real estate rental for 2 professional service firms; Managing Member; Since 11/3/2022; 5 Hours per month; Duties: Building maintenance & repairs, tenant relations, general management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bray Creech's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

July 7, 2022 - Present

JOEL ADAMS AND ASSOCIATES INC.

Office #1: 33 W. 60th St. Floor 2, Office # 1120, New York, NY 10023

RIA

CRD#: 319379

New York, NY

Past

October 8, 2014 - July 14, 2022

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

ASHEVILLE, NC

Past

August 29, 2014 - July 14, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ASHEVILLE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOEL ADAMS AND ASSOCIATES INC.

JB ADAMS JR. AND ASSOCIATES INC. | JOEL ADAMS AND ASSOCIATES INC.

CRD#: 319379 / SEC#: 801-123660

RIA

Registered Investment Advisory firm - (4/8/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/2/2024)

IAR

North Carolina
(7/7/2022)

IAR

Texas
(7/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/1/2015

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/31/2015

General Securities Sales Supervisor - Options Module Examination

Current Firm

JOEL ADAMS AND ASSOCIATES INC.

JB ADAMS JR. AND ASSOCIATES INC. | JOEL ADAMS AND ASSOCIATES INC.

CRD#: 319379 / SEC#: 801-123660

RIA

Registered Investment Advisory firm - (4/8/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

545 Merrimon Avenue, Asheville, NC 28804

Mailing Address

Phone number

(828) 251-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADAMS AND ASSOCIATES DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (1/28/2025)

Regulatory assets under management

Total Number of Accounts	952
AUM (Assets Under Management)	$ 282,097,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bray Creech

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bray Creech's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

JOEL ADAMS AND ASSOCIATES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2014

SIE

Date: 10/1/2018

Series 7

Date: 8/29/2014

Series 10

Date: 9/1/2015

Series 9

Date: 8/31/2015

Current Firm

JOEL ADAMS AND ASSOCIATES INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOEL ADAMS AND ASSOCIATES INC.

TRUST BUT VERIFY

Similar Advisors