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BR

Brandon C. Rudolph

Some features on this profile are disabled
CRD#: 6379420
BR

Professional summary

Brandon Carl Rudolph was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Brandon is a previously registered financial professional and started their career in finance in 2014. Prior to being barred, Brandon had worked at 5 firms, which includes WEALTHFORGE SECURITIES LLC, CHELSEA ADVISORY SERVICES INC, CHELSEA FINANCIAL SERVICES, SAVANT ADVISOR GROUP LLC, CAPITAL CITY SECURITIES LLC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 9, 2017 - September 25, 2017

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
Las Vegas, NV
Past

September 15, 2016 - December 6, 2016

CHELSEA ADVISORY SERVICES, INC

RIA
CRD#: 150791
Las vegas, NV
Past

December 18, 2014 - December 6, 2016

CHELSEA FINANCIAL SERVICES

BD
CRD#: 47770
Las vegas, NV
Past

November 5, 2014 - February 17, 2017

SAVANT ADVISOR GROUP LLC

RIA
CRD#: 173525
LAS VEGAS, NV
Past

August 28, 2014 - November 10, 2014

CAPITAL CITY SECURITIES, LLC

BD
CRD#: 146001
POWELL, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/23/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/25/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/28/2014
General Securities Representative Examination

Current Firm

WS
WEALTHFORGE SECURITIES, LLC
WEALTHFORGE | WEALTHFORGE, LLC | WEALTHFORGE SECURITIES, LLC

CRD#: 152550 / SEC#: , 8-68464

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
3015 W Moore St Suite 102, Richmond, VA 23230
Mailing Address
3015 W Moore St Suite 102, Richmond, VA 23230
Phone number
(804) 308-0431
Established
Virginia since 07/28/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WEALTHFORGE HOLDINGS, INC.PARENT
ARLES, DONNA DIPIETROCFO, PFO, POO6489389
RAPER, JAMES LEROY JRCCO, COO5721253
ROBBINS, GEORGE WILLIAM IVCEO2440106

Disclosures

Regulatory Event3
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

WEALTHFORGE SECURITIES, LLC

CRD#: 152550

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