Chelsea S. Mcgee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chelsea Savhannah Mcgee, who also goes by Chelsea Savhannah Duff, Chelsea S Mcgee, Chelsea Savhannah Mcgee, Chelsea Mcgee, was a registered financial professional .
Chelsea is a previously registered financial professional and started their career in finance in 2014. Chelsea had worked at 4 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2023 - July 13, 2023
AE WEALTH MANAGEMENT, LLC
November 8, 2022 - February 10, 2023
SUMMIT WEALTH PARTNERS, LLC
September 11, 2020 - May 25, 2022
DESTINY WEALTH PARTNERS, LLC
September 29, 2014 - May 18, 2015
TRANSAMERICA INVESTORS SECURITIES, LLC
Primary Firm SEC Registration
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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