Eddy J. Arriaza

ROBINHOOD FINANCIAL

Westlake, TX 76262

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CRD#: 6379051

Professional summary

Eddy Jovanny Arriaza, who also goes by Eddy J Arriaza, Eddy Jovanny Arriaza, Eddy Arriaza, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Westlake, Texas.

Eddy is registered as a RR (Registered Representative) and started their career in finance in 2017. Eddy has worked at 5 firms and has passed the Series 66, Series 63, Series 3, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Eddy J Arriaza | Eddy Jovanny Arriaza | Eddy Arriaza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eddy Jovanny Arriaza's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2024 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 1500 Solana Blvd Suite 5500, Westlake, TX 76262

CRD#: 165998

Westlake, TX

Past

March 23, 2023 - December 8, 2023

PFS INVESTMENTS INC.

CRD#: 10111

FORT WORTH, TX

Past

December 18, 2020 - December 10, 2022

TD AMERITRADE, INC.

CRD#: 7870

Southlake, TX

Past

April 29, 2020 - November 25, 2020

PFS INVESTMENTS INC.

RIA

CRD#: 10111

FORT WORTH, TX

Past

April 23, 2020 - November 25, 2020

PFS INVESTMENTS INC.

CRD#: 10111

FORT WORTH, TX

Past

September 13, 2018 - November 27, 2019

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

ARLINGTON, TX

Past

September 13, 2018 - November 27, 2019

J.P. MORGAN SECURITIES LLC

CRD#: 79

ARLINGTON, TX

Past

July 25, 2018 - September 14, 2018

PFS INVESTMENTS INC.

RIA

CRD#: 10111

IRVING, TX

Past

June 14, 2018 - September 14, 2018

PFS INVESTMENTS INC.

CRD#: 10111

IRVING, TX

Past

October 4, 2017 - January 31, 2018

TD AMERITRADE, INC.

RIA

CRD#: 7870

FORT WORTH, TX

Past

October 4, 2017 - January 31, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

FORT WORTH, TX

Past

May 12, 2017 - January 31, 2018

TD AMERITRADE, INC.

CRD#: 7870

FORT WORTH, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/16/2024)

Alaska
(1/16/2024)

Arizona
(1/16/2024)

Arkansas
(1/16/2024)

California
(1/16/2024)

Colorado
(1/16/2024)

Connecticut
(1/16/2024)

Delaware
(1/16/2024)

District of Columbia
(1/16/2024)

Florida
(1/16/2024)

Georgia
(1/16/2024)

Hawaii
(1/16/2024)

Idaho
(1/16/2024)

Illinois
(1/16/2024)

Indiana
(1/16/2024)

Iowa
(1/16/2024)

Kansas
(1/16/2024)

Kentucky
(1/16/2024)

Louisiana
(1/16/2024)

Maine
(1/16/2024)

Maryland
(1/16/2024)

Massachusetts
(1/16/2024)

Michigan
(1/16/2024)

Minnesota
(1/16/2024)

Mississippi
(1/16/2024)

Missouri
(1/16/2024)

Montana
(1/16/2024)

Nebraska
(1/16/2024)

Nevada
(1/16/2024)

New Hampshire
(1/16/2024)

New Jersey
(1/16/2024)

New Mexico
(1/16/2024)

New York
(1/16/2024)

North Carolina
(1/16/2024)

North Dakota
(1/16/2024)

Ohio
(1/16/2024)

Oklahoma
(1/16/2024)

Oregon
(1/16/2024)

Pennsylvania
(1/16/2024)

Puerto Rico
(1/16/2024)

Rhode Island
(1/16/2024)

South Carolina
(1/16/2024)

South Dakota
(1/16/2024)

Tennessee
(1/16/2024)

Texas
(1/16/2024)

Utah
(1/16/2024)

Vermont
(1/16/2024)

Virgin Islands
(1/16/2024)

Virginia
(1/16/2024)

Washington
(1/16/2024)

West Virginia
(1/16/2024)

Wisconsin
(1/16/2024)

Wyoming
(1/16/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/23/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 7/18/2022

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/12/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ROBINHOOD FINANCIAL, LLC

CHRONOS FINANCIAL, LLC | ROBINHOOD FINANCIAL, LLC

CRD#: 165998 / SEC#: , 8-69188

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Mailing Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Phone number

(650) 761-7789

Established

Delaware since 08/24/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ROBINHOOD MARKETS, INC	100% OWNER
BILLINGS, MATTHEW JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	1915377
CAVALLARO, ANTHONY JOSEPH	CHIEF COMPLIANCE OFFICER	1607925
GALVIN, SCOT SEAN	PRINCIPAL OPERATIONS OFFICER	3226179
KELATI, DANIEL T	CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP	3103432
KOLLER, WALTER	CHIEF OPERATING OFFICER	1932260
QUIRK, STEVEN MARK	MANAGER	2728768
SUBRAMANIAN, SIVARAMAKRISHNAN	MANAGER	7339479

Disclosures

Regulatory Event	55
Arbitration	6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Eddy J. Arriaza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eddy Jovanny Arriaza's CRS (Customer Relationship Summary).

Certified licenses

Experience

PFS INVESTMENTS INC.

TD AMERITRADE, INC.

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2017

Series 63

Date: 5/23/2017

Series 3

Date: 7/18/2022

SIE

Date: 10/1/2018

Series 7

Date: 5/12/2017

FINRA

Current Firm

ROBINHOOD FINANCIAL, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ROBINHOOD FINANCIAL, LLC

TRUST BUT VERIFY

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