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MR

Miguel I. Rodriguez

LATIN SECURITIES
Miami, FL 33131
Some features on this profile are disabled
CRD#: 6378943
MR

Professional summary

Miguel Ignacio Rodriguez, who also goes by Mike Ignacio Rodriguez, is a registered financial professional currently at LATIN SECURITIES INC. located in Miami, Florida.

Miguel is registered as a RR (Registered Representative) and started their career in finance in 2015. Miguel has worked at 3 firms and has passed the SIE and Series 99 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mike Ignacio Rodriguez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Miguel Ignacio Rodriguez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 18, 2023 - Present

LATIN SECURITIES INC.

Office #1: 100 Se 2nd Street, Suite #3975, Miami, FL 33131
RIA
BD
CRD#: 164117
Miami, FL
Past

October 14, 2021 - January 25, 2022

CREDICORP CAPITAL LLC

BD
CRD#: 136791
MIAMI, FL
Past

May 27, 2015 - February 3, 2020

BANCO DO BRASIL SECURITIES LLC

BD
CRD#: 132701
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 5/27/2015
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

LS
LATIN SECURITIES INC.
KOVACK INTERNATIONAL SECURITIES INC | LATIN SECURITIES, INC. | LATIN SECURITIES INC. | LATIN SECURITIES INC | KOVACK INTERNATIONAL WEALTH MANAGEMENT, INC.

CRD#: 164117 / SEC#: , 8-69086

Delaware
Registered Investment Advisory firm - SEC (11/28/2023 Approved)
Florida
Registered Investment Advisory firm - SEC (6/29/2023 Approved)
Wyoming
Registered Investment Advisory firm - SEC (10/30/2023 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
100 Se 2nd Street, Suite #3975, Miami, FL 33131
Mailing Address
100 Se 2nd Street, Suite #3975, Miami, FL 33131
Phone number
(786) 579-0234
Established
Florida since 01/02/2012
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
6

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LATIN SECURITIES HOLDINGS, LLCSHAREHOLDER
DAGLIO, ALINA ANASTASIACCO7470112
PINILLA, JUAN ANDRESCEO734534
RAMIREZ, SEBASTIANCIO6181852
VELASQUEZ ELNESER, FARID ANDRESFINOP4865394
VICTORICA GARCIA, PATRICIACOO2788122

Regulatory assets under management

Total Number of Accounts16
AUM (Assets Under Management)$ 25,162,061

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LATIN SECURITIES INC.

CRD#: 164117Miami, FL 33131

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