Miguel I. Rodriguez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Miguel Ignacio Rodriguez, who also goes by Mike Ignacio Rodriguez, was a registered financial professional .
Miguel is a previously registered financial professional and started their career in finance in 2015. Miguel had worked at 3 firms and has passed the SIE and Series 99 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2023 - July 14, 2026
LATIN SECURITIES INC.
October 14, 2021 - January 25, 2022
CREDICORP CAPITAL LLC
May 27, 2015 - February 3, 2020
BANCO DO BRASIL SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LATIN SECURITIES INC.
CRD#: 164117 / SEC#: , 8-69086
Contact information
FINRA licenses (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 25,162,061 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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