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MV

Matthew R. Vallejo

ABD RETIREMENT SERVICES
South Jordan, UT
Some features on this profile are disabled
CRD#: 6378717
MV

Professional summary

Matthew Roger Vallejo, who also goes by Matthew A Vallejo, is a registered financial advisor currently at ABD RETIREMENT SERVICES, INC. located in South Jordan, Utah.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Matthew has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Matthew A Vallejo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Roger Vallejo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 26, 2025 - Present

ABD RETIREMENT SERVICES, INC.

RIA
CRD#: 167641
South Jordan, UT
Past

September 11, 2018 - January 24, 2025

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SALT LAKE CITY, UT
Past

August 29, 2014 - August 27, 2018

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AR
ABD RETIREMENT SERVICES, INC.
ABD RETIREMENT SERVICES, INC. | NEWFRONT RETIREMENT SERVICES, INC.

CRD#: 167641 / SEC#: 801-80234, 8-69271

RIA
Registered Investment Advisory firm - SEC (8/27/2014 Approved)
BD
Terminated by SEC on 10/12/2021

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(2/26/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/19/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/10/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/29/2014
General Securities Representative Examination

Current Firm

AR
ABD RETIREMENT SERVICES, INC.
ABD RETIREMENT SERVICES, INC. | NEWFRONT RETIREMENT SERVICES, INC.

CRD#: 167641 / SEC#: 801-80234, 8-69271

RIA
Registered Investment Advisory firm - SEC (8/27/2014 Approved)
BD
Terminated by SEC on 10/12/2021
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Contact information

Main Address
777 Mariners Island Blvd Suite 250, San Mateo, CA 94404
Mailing Address
Phone number
(415) 754-3635
Established
California since 06/28/2012
Firm type
Corporation
Fiscal year end
December
# of Employees
30

SEC notice filing (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NEWFRONT RETIREMENT SERVICES, INC. ADV BROCHURE (3/21/2025)

Direct owners and executive officers

NamePositionCRD#
ABD INSURANCE AND FINANCIAL SERVICESMANAGING MEMBER, 100% OWNER
BRETZ, CHRISTIAN MICHAELPRINCIPAL, CO-CCO2903250
CALL, CHRISTOPHER JAMESPRINCIPAL, EXECUTIVE REPRESENTATIVE, CO-CCO3061592
CAMPBELL, ROBERTFINOP1349154

Regulatory assets under management

Total Number of Accounts63
AUM (Assets Under Management)$ 649,333,744

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ABD RETIREMENT SERVICES, INC.

CRD#: 167641South Jordan, UT

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