Kevin T. Hetzel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Thomas Hetzel, who also goes by Kevin T Hetzel, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2015. Kevin had worked at 5 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2020 - December 31, 2022
PTS BROKERAGE, LLC
February 5, 2018 - November 14, 2018
FCG WEALTH MANAGEMENT, LLC
May 4, 2017 - June 8, 2017
PENN INVESTMENT ADVISORS, INC.
January 10, 2017 - April 6, 2017
INNOVA WEALTH PARTNERS, LLC
March 16, 2015 - January 7, 2016
SEI INVESTMENTS MANAGEMENT CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
PTS BROKERAGE, LLC
CRD#: 119307 / SEC#: , 8-65173
Contact information
FINRA licenses (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 460 |
| AUM (Assets Under Management) | $ 106,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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