Kevin T. Hetzel

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CRD#: 6378694

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Thomas Hetzel, who also goes by Kevin T Hetzel, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2015. Kevin had worked at 5 firms and has passed the Series 65 exam.

Aliases

Kevin T Hetzel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RedPoint Wealth Partners / Founder / Insurance Sales and Consulting Services / 2 Duncan Court, Medford, NJ 08055 / Not Investment-Related / Start Date 01/2018 / Approx 30 hr per month / Approx 30 hr per month during trading hours

Blog Corner

CRS (Client Relationship Summary)

March 16, 2015 - January 7, 2016

SEI INVESTMENTS MANAGEMENT CORP

RIA

CRD#: 105146

OAKS, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PTS BROKERAGE, LLC

PROFESSIONAL TRADING SERVICES BROKERAGE, LLC | PTS BROKERAGE, LLC

CRD#: 119307 / SEC#: 801-136814, 8-65173

RIA

Registered Investment Advisory firm - SEC (9/11/2026 Approved)

Delaware

Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)

Florida

Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)

Maryland

Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)

New Jersey

Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)

New York

Registered Investment Advisory firm - SEC (9/14/2026 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (12/31/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (9/15/2026 Terminated)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 65

Status Unavailable

Passed: 3/16/2015

Uniform Investment Adviser Law Examination

Current Firm

PTS BROKERAGE, LLC

PROFESSIONAL TRADING SERVICES BROKERAGE, LLC | PTS BROKERAGE, LLC

CRD#: 119307 / SEC#: 801-136814, 8-65173

RIA

Registered Investment Advisory firm - SEC (9/11/2026 Approved)

Delaware

Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)

Florida

Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)

Maryland

Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)

New Jersey

Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)

New York

Registered Investment Advisory firm - SEC (9/14/2026 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (12/31/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (9/15/2026 Terminated)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

PREMIUM

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Contact information

Main Address

125 Gaither Drive 125 C Gaither Dr, Mt. Laurel, NJ 08054

Mailing Address

125 Gaither Drive Suite C, Mount Laurel, NJ 08054-1706

Phone number

(856) 802-9400

Established

New Jersey since 10/09/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (8 States and Territories)

FINRA licenses (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ADV 2B - MARCELLO, SALVATORE (8/10/2026)

ADV 2B - MARCELLO, PETER (8/10/2026)

ADV PART 2A (8/10/2026)

ADV 2B - GERTIE, KENNETH (3/31/2026)

ADV 2B - COLLINS, TIMOTHY (3/31/2026)

ADV 2B - SICILIANO, PHILLIP (3/31/2026)

ADV 2B - KELLY, JOHN (3/31/2026)

ADV 2B - KOVACS, JESSE (3/31/2026)

ADV 2B - MALESICH, RICHARD (3/31/2026)

ADV 2B - SCHELLINGER, RALPH (3/31/2026)

ADV 2B - TROCCOLI, ARTHUR (3/31/2026)

ADV 2B - BROTZ, G SCOTT (3/31/2026)

ADV 2B - HAHN, JEFFREY (3/31/2026)

Direct owners and executive officers

Name	Position	CRD#
SCHANK, BRAD WILLIAM	MEMBER, COO	5747196
SCHANK, JEREMY JOHN	MEMBER, CFO, CCO	5702254

Regulatory assets under management

Total Number of Accounts	700
AUM (Assets Under Management)	$ 131,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin T. Hetzel

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PTS BROKERAGE, LLC

FCG WEALTH MANAGEMENT, LLC

PENN INVESTMENT ADVISORS, INC.

INNOVA WEALTH PARTNERS, LLC

SEI INVESTMENTS MANAGEMENT CORP

Primary Firm SEC Registration

PTS BROKERAGE, LLC

State Registrations and Notice Filings

Exams

Series 65

Passed: 3/16/2015

Current Firm

PTS BROKERAGE, LLC

Contact information

SEC notice filing (8 States and Territories)

FINRA licenses (16 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

PTS BROKERAGE, LLC

TRUST BUT VERIFY

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