Ghazi Nweiran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ghazi Nweiran, CFP®, CIMA®, CPWA®, who also goes by Ghazi Z Nweiran, Ghazi Ziad Nweiran, Ghazi Nweiran, was a registered financial professional .
Ghazi is a previously registered financial professional and started their career in finance in 2014. Ghazi had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2020
Start date: 2022-03-01
Expire date: 2025-02-28
Education
SUNY at New Paltz
Bachelor of Science (BS) - Finance
2015
Experience
March 31, 2025 - May 7, 2026
STRATEGIC ADVISERS LLC
April 29, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
April 15, 2021 - May 7, 2026
FIDELITY BROKERAGE SERVICES LLC
March 26, 2018 - April 13, 2021
J.P. MORGAN SECURITIES LLC
March 21, 2018 - April 13, 2021
J.P. MORGAN SECURITIES LLC
August 8, 2017 - March 20, 2018
CAPITAL ONE ADVISORS, LLC
August 8, 2017 - March 20, 2018
CAPITAL ONE INVESTING, LLC
March 25, 2017 - August 7, 2017
MML INVESTORS SERVICES, LLC
March 25, 2017 - August 7, 2017
MML INVESTORS SERVICES, LLC
July 21, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
May 26, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
August 14, 2014 - April 16, 2015
J.H. DARBIE & CO., INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
