RM
Rory R. Mackay
TIERCEL CAPITAL TEXAS LLC
Houston, TX 77055
Some features on this profile are disabled
CRD#: 6378546
RM
Professional summary
Rory Ronald Mackay is a registered financial advisor currently at TIERCEL CAPITAL TEXAS LLC located in Houston, Texas.
Rory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Rory has worked at 1 firm and has passed the Series 65 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM THE OWNER OF TIERCEL CAPITAL MANAGERS LIMITED (CAYMAN) AN INVESTMENT MANAGER BASED IN THE CAYMAN ISLANDS. THE BUSINESS IS INVESTMENT RELATED. THE BUSINESS PROVIDES PORTFOLIO MANAGEMENT SERVICES TO INVESTMENT FUNDS. THE ADDRESS IS SUITE #3-213, GOVERNORS SQUARE, 23 LIME TREE BAY AVENUE, GRAND CAYMAN, KYI-1209. THE START OF THE RELATIONSHIP WITH THIS BUSINESS WAS JUNE 2010. MY TITLE IS CEO. THE HOURS A MONTH I DEVOTE TO THIS BUSINESS IS APPROXIMATELY 76 HOURS A MONTH. IN ADDITION I AM A DIRECTOR OF TIERCEL VALUE FUND LIMITED (BVI). THIS IS AN OFFSHORE FUND NOT AVAILABLE TO US PERSONS. THIS RELATIONSHIP STARTED IN JUNE 2010. THE ADDRESS IS 2ND FLOOR, COASTAL BUILDING, WICKHAMS CAY II, BRITISH VIRGIN ISLANDS. I DEVOTE 6 HOURS PER MONTH TO THIS BUSINESS.
Mr. Mackay is the sole owner of Saker Capital LLC, an investment company that invests directly into oil wells and oil royalties. This is done on an ad-hoc basis and the time invested varies but is no more than 8 hours a month.
Mr. Mackay is a member of Merlin Factoring LLC that has a factoring business. This is also on an ad-hoc basis and the time invested is no more than 12 hours a month.
CRS (Client Relationship Summary) - RIA
Click below to view Rory Ronald Mackay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 21, 2021 - Present
TIERCEL CAPITAL TEXAS LLC
Office #1: 1601 Ronson Rd, Houston, TX 77055RIA
CRD#: 171921
Houston, TX
Past
August 4, 2014 - December 31, 2020
TIERCEL CAPITAL TEXAS LLC
RIA
CRD#: 171921
HOUSTON, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/21/2021)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
TC
TIERCEL CAPITAL TEXAS LLC
RORY RONALD MACKAY 6378546 | TIERCEL CAPITAL TEXAS LLC
CRD#: 171921 / SEC#:
Texas
Registered Investment Advisory firm - (1/21/2021 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1601 Ronson Rd, Houston, TX 77055
Mailing Address
Phone number
(713) 478-3702
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 12,840,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
