Cullen J. Combs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cullen J Combs, who also goes by Cullen Joseph Combs, was a registered financial professional .
Cullen is a previously registered financial professional and started their career in finance in 2015. Cullen had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 2016 - April 5, 2019
RIVERBRIDGE
May 25, 2016 - December 31, 2016
IMST DISTRIBUTORS, LLC
June 4, 2015 - April 11, 2016
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
June 2, 2015 - June 2, 2015
LPL FINANCIAL LLC
February 24, 2015 - April 11, 2016
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
February 23, 2015 - April 22, 2016
LPL FINANCIAL LLC
Primary Firm SEC Registration
RIVERBRIDGE
CRD#: 108074 / SEC#: 801-57432
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RIVERBRIDGE
CRD#: 108074 / SEC#: 801-57432
Contact information
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,421 |
| AUM (Assets Under Management) | $ 6,877,591,654 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
