Michael V. Manna
BOK FINANCIAL SECURITIES
Dallas, TX 75225
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CRD#: 6377906
Professional summary
Michael Vincent Manna, CFP®, CIMA®, who also goes by VInce Manna, is a registered financial advisor currently at BOK FINANCIAL SECURITIES, INC. located in Dallas, Texas and BOK FINANCIAL PRIVATE WEALTH, INC. located in Dallas, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vince Manna
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME: Legacy Family Court Foundation ADDRESS: 6116 N. Central Expy., Ste. 1090, Dallas, TX 75206 INVESTMENT RELATED (Y/N): N START DATE: August 2018 POSITION HELD: Board Member NATURE OF OUTSIDE BUSINESS: Non-profit org that focuses on addiction rehabilitation and reunification of parents with children HRS/MO: 8 HRS/MO DURING SECURITIES TRADING: <4 BRIEF DESCRIPTION OF DUTIES: Serve on finance committee which would include being a signor on Bank of Texas bank accounts 2) NAME: Rolling V Ranch Water Control & Improvement Board ADDRESS: 4001 Maple Ave., Ste. 600, Dallas, TX 75219 INVESTMENT RELATED (Y/N): N START DATE: November 2019 POSITION HELD: Board Member NATURE OF OUTSIDE BUSINESS: Maintain water, wastewater, road, drainage related to the Water Control & Improvement Board HRS/MO: 0 HRS/MO DURING SECURITIES TRADING: 0 BRIEF DESCRIPTION OF DUTIES: Unbiased 3rd party appointed to review and approve water district matters
CRS (Client Relationship Summary) - RIA
Click below to view Michael Vincent Manna's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
June 16, 2015 - Present
BOK FINANCIAL SECURITIES, INC.
Office #1: 5956 Sherry Ln. 9th & 11th Fls., Dallas, TX 75225RIA
BD
CRD#: 17530
Dallas, TX
Current
August 23, 2019 - Present
BOK FINANCIAL PRIVATE WEALTH, INC.
Office #1: 5956 Sherry Lane 9th Floor, Dallas, TX 75225RIA
CRD#: 106733
DALLAS, TX
Current
October 13, 2014 - Present
BOK FINANCIAL SECURITIES, INC.
Office #1: 5956 Sherry Ln. 9th & 11th Fls., Dallas, TX 75225RIA
BD
CRD#: 17530
Dallas, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BOK FINANCIAL PRIVATE WEALTH, INC.
BOK FINANCIAL PRIVATE WEALTH, INC. | THE MILESTONE GROUP, INC. | MILESTONE WEALTH MANAGEMENT | MILESTONE INVESTMENT MANAGEMENT AND RESEARCH | MILESTONE GROUP INC | MILESTONE CAPITAL PARTNERS | MILESTONE CAPITAL MANAGEMENT | MILESTONE ASSET MANAGEMENT | COBIZ WEALTH
CRD#: 106733 / SEC#: 801-51401
RIA
Registered Investment Advisory firm - (3/6/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/3/2015)
RR
Arizona(6/16/2015)
RR
California(9/3/2015)
RR
Colorado(9/3/2015)
IAR
Colorado(8/23/2019)
RR
District of Columbia(6/2/2022)
RR
Florida(9/3/2015)
RR
Hawaii(7/26/2016)
RR
Illinois(10/5/2020)
RR
Kansas(9/3/2015)
RR
Louisiana(3/13/2018)
RR
Massachusetts(9/3/2015)
RR
Michigan(10/5/2017)
RR
Missouri(9/3/2015)
RR
Nevada(9/3/2015)
RR
New Jersey(10/5/2017)
RR
New Mexico(9/3/2015)
RR
New York(10/5/2017)
IAR
New York(3/28/2023)
RR
North Carolina(9/3/2015)
RR
Ohio(8/25/2020)
RR
Oklahoma(3/29/2017)
RR
Oregon(9/3/2015)
RR
South Carolina(9/3/2015)
RR
South Dakota(9/3/2015)
RR
Texas(9/3/2015)
IAR
Texas(9/3/2015)
RR
Virginia(10/5/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BOK FINANCIAL PRIVATE WEALTH, INC.
BOK FINANCIAL PRIVATE WEALTH, INC. | THE MILESTONE GROUP, INC. | MILESTONE WEALTH MANAGEMENT | MILESTONE INVESTMENT MANAGEMENT AND RESEARCH | MILESTONE GROUP INC | MILESTONE CAPITAL PARTNERS | MILESTONE CAPITAL MANAGEMENT | MILESTONE ASSET MANAGEMENT | COBIZ WEALTH
CRD#: 106733 / SEC#: 801-51401
RIA
Registered Investment Advisory firm - (3/6/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1600 Broadway 4th Floor, Denver, CO 80202
Mailing Address
Phone number
(303) 539-0100
Established
Firm type
Fiscal year end
# of Employees
33
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,179 |
| AUM (Assets Under Management) | $ 3,185,223,176 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2025 | ||
| 12/18/2024 | ||
| 08/25/2023 | ||
| 09/26/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BOK FINANCIAL PRIVATE WEALTH, INC.
CRD#: 106733Dallas, TX 75225TRUST BUT VERIFY
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