Mariam A. Hernandez-solyman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mariam Amada Hernandez-solyman, who also goes by Mariam Amada Hernandez, was a registered financial professional .
Mariam is a previously registered financial professional and started their career in finance in 2015. Mariam had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2020 - June 18, 2024
GUIDED CAPITAL WEALTH MANAGEMENT, LLC
July 16, 2019 - November 30, 2020
MERIT FINANCIAL ADVISORS
December 11, 2018 - August 5, 2019
LIFESTYLE PLANNING SOLUTIONS, LLC
July 27, 2015 - December 12, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 28, 2015 - December 12, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
GUIDED CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 310056 / SEC#: 801-129612
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GUIDED CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 310056 / SEC#: 801-129612
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 484 |
| AUM (Assets Under Management) | $ 250,191,882 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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