Benjamin Eichman

OAKTREE ADVISORS LLC

COOPERSBURG, PA 18036

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CRD#: 6377621

Professional summary

Benjamin Eichman, CFP® is a registered financial advisor currently at OAKTREE ADVISORS LLC located in Coopersburg, Pennsylvania and MADISON AVENUE SECURITIES, LLC located in Coopersburg, Pennsylvania.

Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Benjamin has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Eichman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

January 1, 2016 - Present

OAKTREE ADVISORS LLC

Office #1: 6666 Passer Road Suite 4, Coopersburg, PA 18036

RIA

CRD#: 168271

COOPERSBURG, PA

Current

February 18, 2025 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 6666 Passer Rd. Suite 4, Coopersburg, PA 18036

RIA

CRD#: 23224

Coopersburg, PA

Past

September 8, 2015 - February 18, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Coopersburg, PA

Past

September 5, 2014 - August 20, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OAKTREE ADVISORS LLC

CRD#: 168271 / SEC#: 801-129908

RIA

Registered Investment Advisory firm - (4/11/2024 Approved)

Florida

Registered Investment Advisory firm - (8/29/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/30/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/4/2025)

Florida
(12/4/2025)

Maine
(1/2/2026)

New Hampshire
(12/4/2025)

New Jersey
(12/4/2025)

Ohio
(12/5/2025)

IAR

Pennsylvania
(1/1/2016)

Pennsylvania
(2/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/17/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/5/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OAKTREE ADVISORS LLC

CRD#: 168271 / SEC#: 801-129908

RIA

Registered Investment Advisory firm - (4/11/2024 Approved)

Florida

Registered Investment Advisory firm - (8/29/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/30/2024 Terminated)

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Contact information

Main Address

6666 Passer Road Suite 4, Coopersburg, PA 18036

Mailing Address

Phone number

(610) 882-5670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OA ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	548
AUM (Assets Under Management)	$ 179,250,901

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin Eichman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Eichman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

PURSHE KAPLAN STERLING INVESTMENTS

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

OAKTREE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/2015

Series 63

Date: 10/17/2014

SIE

Date: 10/1/2018

Series 7

Date: 9/5/2014

FINRA

Current Firm

OAKTREE ADVISORS LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAKTREE ADVISORS LLC

TRUST BUT VERIFY

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