Kaesean August

THE AUGUST WEALTH MANAGEMENT GROUP

New York, NY 10005-2201

Some features on this profile are disabled

CRD#: 6377398

Professional summary

Kaesean August, who also goes by Kae-sean Agosto, Sean August, Kaesean Agosto, is a registered financial advisor currently at THE AUGUST WEALTH MANAGEMENT GROUP located in New York, New York.

Kaesean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Kaesean has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kae-Sean Agosto | Sean August | Kaesean Agosto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 1.The August Establishment, LLC. Non-investment related. 1 Adrian Avenue, Apt 2A, Bronx, NY 10463. Education. Owner. Start date 06/01/2016. 1 hours per month spent on this activity, 0 trading hours. Financial Literacy Courses. 2) NYC Coral Club, LLC. Non-investment related. 1 Adrian Avenue, Apt 2A, Bronx, NY 10463. Retail sales of exotic aquatic livestock and corals. owner. Start Date December 18, 2018. 4 hours per month spent on this activity, 0 trading hours. Coral propagation. 3) Olympus Investment Group, LLC. Non-investment related. 1 Adrian Avenue, Apt 2A, Bonx, NY 10463. Real estate investment. Partner. Start date 03/08/2019. 4 hours per month spent on this activity, 0 trading hours. Buy rental properties and properties that require cosmetic renovations before being sold. 4) The August Wealth Management Group. Investment-related. 30 Wall Street, 8th Floor, New York, NY 10005. Business name used under Sowell Management to conduct advisory financial services such as wealth management, financial planning, and portfolio management. Start date 05/01/2019. 160 hours spent on this activity which will be mostly all during trading hours. 5) The August Publishing Company, LLC. Non-investment related. 1 Adrian Avenue, Apt 2A, Bronx, NY 10463. Book publishing services. Owner. Start date 06/29/2020. 4 hours per month spent on this activity, 0 trading hours. Publishing children's literature. 6) Posh Wheels, LLC. Non-investment related. 1 Adrian Avenue, Apt 2A, Bronx, NY 10463. Car rentals. Owner. Start date 08/24/2021. 4 hours per month spent on this activity, 0 trading hours. Luxury car rental service.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaesean August's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 27, 2023 - Present

THE AUGUST WEALTH MANAGEMENT GROUP

Office #1: 30 Wall Street 8th Floor, New York, NY 10005-2201

RIA

CRD#: 314683

New York, NY

Past

April 27, 2023 - December 31, 2024

THE AUGUST WEALTH MANAGEMENT GROUP

RIA

CRD#: 314683

NEW YORK, NY

Past

November 17, 2021 - December 31, 2023

THE AUGUST WEALTH MANAGEMENT GROUP

RIA

CRD#: 314683

NEW YORK, NY

Past

May 2, 2019 - October 6, 2020

SOWELL MANAGEMENT

RIA

CRD#: 127145

NEW YORK, NY

Past

August 29, 2017 - December 3, 2018

MORGAN STANLEY

RIA

CRD#: 149777

PURCHASE, NY

Past

June 26, 2017 - December 3, 2018

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

October 12, 2015 - July 12, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

IRVINGTON, NY

Past

February 19, 2015 - August 12, 2015

NATIONAL SECURITIES CORPORATION

CRD#: 7569

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/26/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/2/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2015

General Securities Representative Examination

Current Firm

THE AUGUST WEALTH MANAGEMENT GROUP

1% PRIVATE WEALTH | THE AUGUST WEALTH MANAGEMENT GROUP

CRD#: 314683 / SEC#:

Florida

Registered Investment Advisory firm - (4/27/2023 Approved)

New York

Registered Investment Advisory firm - (12/31/2023 Failure to Renew)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

30 Wall Street 8th Floor, New York, NY 10005-2201

Mailing Address

1000 Brickell Avenue Ste 715-1805, Miami, FL 33131-3013

Phone number

(212) 901-8586

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kaesean August

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaesean August's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE AUGUST WEALTH MANAGEMENT GROUP

THE AUGUST WEALTH MANAGEMENT GROUP

SOWELL MANAGEMENT

MORGAN STANLEY

MORGAN STANLEY

J.P. MORGAN SECURITIES LLC

NATIONAL SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 8/26/2017

Series 63

Date: 4/2/2015

SIE

Date: 10/1/2018

Series 7

Date: 2/19/2015

Current Firm

THE AUGUST WEALTH MANAGEMENT GROUP

Contact information

Documents

Red Flags

Company Information

THE AUGUST WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

Similar Advisors