Kaesean August
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kaesean August, who also goes by Kae-sean Agosto, Sean August, Kaesean Agosto, was a registered financial professional .
Kaesean is a previously registered financial professional and started their career in finance in 2015. Kaesean had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2023 - December 31, 2025
THE AUGUST WEALTH MANAGEMENT GROUP
November 17, 2021 - December 31, 2023
THE AUGUST WEALTH MANAGEMENT GROUP
May 2, 2019 - October 6, 2020
SOWELL MANAGEMENT
August 29, 2017 - December 3, 2018
MORGAN STANLEY
June 26, 2017 - December 3, 2018
MORGAN STANLEY
October 12, 2015 - July 12, 2016
J.P. MORGAN SECURITIES LLC
February 19, 2015 - August 12, 2015
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE AUGUST WEALTH MANAGEMENT GROUP
CRD#: 314683 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.