Stephen E. Antic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Edwards Antic, who also goes by Stephen Edward Antic, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1971. Stephen had worked at 7 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2011 - October 31, 2014
FIRST HEARTLAND CAPITAL, INC.
August 11, 2011 - November 1, 2011
FIRST HEARTLAND CAPITAL, INC.
September 8, 2009 - December 1, 2010
LPL FINANCIAL LLC
January 4, 1999 - September 8, 2009
MUTUAL SERVICE CORPORATION
July 5, 1996 - December 31, 1996
MUTUAL SERVICE CORPORATION
April 16, 1993 - July 2, 1996
IFG NETWORK SECURITIES, INC.
May 4, 1987 - April 27, 1990
FEDERATION FOR FINANCIAL INDEPENDENCE
March 21, 1972 - December 31, 1992
PLANNED INVESTMENTS INC.
June 23, 1971 - October 19, 1992
HOME LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/17/1971
Registered Representative ExaminationCurrent Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
