Lisa A. Sellon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lisa Ann Sellon, who also goes by Lisa Sellon Fishel, Lisa A Sellon, was a registered financial professional .
Lisa is a previously registered financial professional and started their career in finance in 2014. Lisa had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2016 - November 12, 2019
BENEFIT FINANCIAL SERVICES GROUP
August 5, 2014 - March 28, 2016
POWERS CAPITAL INVESTMENTS, INC.
Primary Firm SEC Registration
BENEFIT FINANCIAL SERVICES GROUP
CRD#: 143617 / SEC#: 801-67796
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENEFIT FINANCIAL SERVICES GROUP
CRD#: 143617 / SEC#: 801-67796
Contact information
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 855 |
| AUM (Assets Under Management) | $ 1,290,227,768 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
