Karen B. Barta
Professional summary
Karen Barabutes Barta, who also goes by Karen Barabutes, Karen Alexis Barta, is a registered financial advisor currently at CBIZ INVESTMENT ADVISORY SERVICES, LLC located in Pleasant Hill, California.
Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Karen has worked at 3 firms and has passed the Series 65, Series 63, Series 66, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Karen Barabutes Barta's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2020 - Present
CBIZ INVESTMENT ADVISORY SERVICES, LLC
Office #1: 2300 Contra Costa Blvd, Pleasant Hill, CA 95423December 19, 2014 - December 31, 2020
STEPHEN JAMES BUTLER LLC
September 25, 2014 - March 9, 2021
PENSION DYNAMICS SECURITIES CORPORATION
Primary Firm SEC Registration
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CRD#: 286002 / SEC#: 801-108996
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/18/2020)
Exams
Current Firm
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CRD#: 286002 / SEC#: 801-108996
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,658 |
| AUM (Assets Under Management) | $ 10,491,932,749 |
Red Flags
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