KJ
Kevin G. Johnson
ONE CAPITAL MANAGEMENT
THOUSAND OAKS, CA 91360
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CRD#: 6376520
KJ
Professional summary
Kevin Garrett Johnson is a registered financial advisor currently at ONE CAPITAL MANAGEMENT, LLC located in Thousand Oaks, California.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Kevin has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.PROFESSIONAL PLANNING, CORPORATION, START: 07/22/14, 100 E. THOUSAND OAKS BLVD. STE. 150 THOUSAND OAKS, CA 91360, RIA, LICENSED ADMIN, INVESTMENT RELATED, 160 HOURS PER MONTH, 6.5 HOURS PER DAY DURING TRADING HOURS.
2. One Capital Management, Start Date: 10/22/2020, 3075 Townsgate Road, Suite 350, Westlake Village, CA 91361, LLC, RIA, Associate Portfolio Manager, Executive daily trading on client accounts, Implementing investment decisions for individual investment accounts, day-to-day monitoring of fixed income and cash positions in the accounts, investing new accounts, reviewing and applying client guidelines addressing client request and managing client cash flow, utilizing various portfolio management tools including portfolio optional techniques, Investment Related, 160 Hours per Month, 6.5 Hours per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Garrett Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2020 - Present
ONE CAPITAL MANAGEMENT, LLC
Office #1: 100 Thousand Oaks Blvd, Thousand Oaks, CA 91360RIA
CRD#: 114861
THOUSAND OAKS, CA
Past
January 5, 2016 - September 9, 2022
PROFESSIONAL PLANNING
RIA
CRD#: 109561
THOUSAND OAKS, CA
Past
April 23, 2015 - December 31, 2021
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
THOUSAND OAKS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
ONE CAPITAL MANAGEMENT, LLC
FUNDX, A DIVISION OF ONE CAPITAL MANAGEMENT, LLC | ONE CAPITAL MANAGEMENT, LLLP | ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861 / SEC#: 801-60483
RIA
Registered Investment Advisory firm - (11/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/28/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/26/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
OC
ONE CAPITAL MANAGEMENT, LLC
FUNDX, A DIVISION OF ONE CAPITAL MANAGEMENT, LLC | ONE CAPITAL MANAGEMENT, LLLP | ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861 / SEC#: 801-60483
RIA
Registered Investment Advisory firm - (11/5/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3075 Townsgate Road Suite 350, Westlake Village, CA 91361
Mailing Address
Phone number
(805) 409-8150
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,302 |
| AUM (Assets Under Management) | $ 7,002,823,758 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/17/2025 | ||
| 04/16/2024 | ||
| 02/12/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861Thousand Oaks, CA 91360TRUST BUT VERIFY
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