Kerri L. Dixon
Professional summary
Kerri Lynn Dixon, who also goes by Kerri L Bears, Kerri Lynn Bears, Kerri Dixon, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Smithfield, Rhode Island.
Kerri is registered as a RR (Registered Representative) and started their career in finance in 2014. Kerri has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kerri Lynn Dixon's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2024 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917February 7, 2022 - October 7, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 29, 2021 - October 7, 2024
FIDELITY BROKERAGE SERVICES LLC
July 10, 2018 - August 7, 2020
CITIZENS SECURITIES, INC.
July 9, 2018 - August 7, 2020
CITIZENS SECURITIES, INC.
August 20, 2015 - July 27, 2017
SANTANDER SECURITIES LLC
August 11, 2014 - June 19, 2015
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/28/2018
General Securities Representative ExaminationFINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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Company Information
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041Smithfield, RI 02917TRUST BUT VERIFY
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