Shuyang Z. Balazi
Professional summary
Shuyang Z Balazi, who also goes by Shuyang Zhao Balazi, Shuyang Zhao, is a registered financial advisor currently at CAPITAL360FINANCIAL located in Springfield, Missouri.
Shuyang is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Shuyang has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shuyang Z Balazi's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2019 - Present
CAPITAL360FINANCIAL
Office #1: 1860 W. Arbor Street Suite 112, Springfield, MO 65807February 25, 2015 - June 5, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 4, 2014 - June 5, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/22/2019)
Exams
Current Firm
CAPITAL360FINANCIAL
CRD#: 297178 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 1,792,403 |
Red Flags
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Company Information
CAPITAL360FINANCIAL
CRD#: 297178Springfield, MO 65807TRUST BUT VERIFY
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