Neil M. Squires
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neil Murphy Squires, who also goes by Neil Murphy Squires, Neil Squires, was a registered financial professional .
Neil is a previously registered financial professional and started their career in finance in 2014. Neil had worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2019 - October 26, 2020
BROOKSTONE CAPITAL MANAGEMENT LLC
February 22, 2019 - April 12, 2019
FIRST COMMAND ADVISORY SERVICES
January 26, 2019 - April 12, 2019
FIRST COMMAND BROKERAGE SERVICES, INC.
March 24, 2016 - March 12, 2018
STEELPEAK WEALTH, LLC
July 25, 2014 - November 24, 2016
VERUS CAPITAL ADVISORS
Primary Firm SEC Registration
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413 / SEC#: 801-68010
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413 / SEC#: 801-68010
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
