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FS

Frederick T. Schaudies

TI SECURITIES
Decatur, GA 30030
Some features on this profile are disabled
CRD#: 6375199
FS

Professional summary

Frederick Tepker Schaudies, who also goes by Frederick Teeker Schaudies, is a registered financial professional currently at TI SECURITIES, LLC located in Decatur, Georgia.

Frederick is registered as a RR (Registered Representative) and started their career in finance in 2016. Frederick has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 79, Series 14, Series 28 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Frederick Teeker Schaudies

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frederick Tepker Schaudies's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 12, 2020 - Present

TI SECURITIES, LLC

Office #1: One West Court Square Suite 530, Decatur, GA 30030Office #2: One West Court Square Suite 530, Decatur, GA 30030
BD
CRD#: 305912
Decatur, GA
Past

September 19, 2016 - September 6, 2019

LEONIS SECURITIES, LLC

BD
CRD#: 284307
Atlanta, GA
Past

January 1, 2016 - February 17, 2016

BOWSTRING ADVISORS, LLC

BD
CRD#: 150367
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(2/21/2020)
RR
Utah
(2/13/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 12/22/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/19/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 12/29/2015
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 28
Date: 11/8/2019
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/25/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TS
TI SECURITIES, LLC
TI SECURITIES, LLC

CRD#: 305912 / SEC#: , 8-70431

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
One West Court Square Suite 530, Decatur, GA 30030
Mailing Address
One West Court Square Suite 530, Decatur, GA 30030
Phone number
(678) 331-7810
Established
Delaware since 09/10/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TI PARTNERS, LLCOWNER
SCHAUDIES, FREDERICK TEPKERCEO, CCO, AMLCO & FINOP6375199

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TI SECURITIES, LLC

CRD#: 305912Decatur, GA 30030

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