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Frederick Tepker Schaudies

TI SECURITIES
Decatur, GA
·CRD# 6375199·10 years experience

Professional Summary

Frederick Tepker Schaudies, who also goes by Frederick Teeker Schaudies, is a registered financial advisor currently at TI SECURITIES, LLC located in Decatur, Georgia. Frederick is registered as a RR (Registered Representative) and started their career in finance in 2016. Frederick has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 79, Series 14, Series 28 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frederick Teeker Schaudies

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

TI SECURITIES, LLC·CRD# 305912
BD
1. One West Court Square Suite 530, Decatur, GA 300302. One West Court Square Suite 530, Decatur, GA 30030
February 12, 2020 - Present
LEONIS SECURITIES, LLC·CRD# 284307
BD
Atlanta, GA
September 19, 2016 - September 6, 2019
BOWSTRING ADVISORS, LLC·CRD# 150367
BD
Atlanta, GA
January 1, 2016 - February 17, 2016

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Current Firm

TS
TI SECURITIES, LLC

TI SECURITIES, LLC

CRD#: 305912 / SEC#: 8-70431
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

One West Court Square Suite 530, Decatur, GA 30030

Mailing Address

One West Court Square Suite 530, Decatur, GA 30030

Phone Number

(678) 331-7810

Established

Delaware since 09/10/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TI PARTNERS, LLCOWNER—
SCHAUDIES, FREDERICK TEPKERCEO, CCO, AMLCO & FINOP6375199

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Georgia
(2/21/2020)
RR
Utah
(2/13/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2015About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2016About the Series 7 exam

Series 79 — Investment Banking Registered Representative Examination

Passed Dec 2015About the Series 79 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Nov 2019About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Aug 2016About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Frederick Tepker Schaudies's CRS (Customer Relationship Summary).

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