Baltazar Garcia
Professional summary
Baltazar Garcia III, who also goes by B.g. Garcia, Baltazar Garcia, Bart Garcia, is a registered financial professional currently at OPEN TO THE PUBLIC INVESTING, INC. located in New York, New York.
Baltazar is registered as a RR (Registered Representative) and started their career in finance in 2014. Baltazar has worked at 5 firms and has passed the Series 65, Series 63, Series 82TO, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Baltazar Garcia III's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 12, 2024 - Present
OPEN TO THE PUBLIC INVESTING, INC.
Office #1: 6 Harrison St 5th Floor/suite, New York, NY 10013October 23, 2019 - June 10, 2024
ST INVEST LLC
January 16, 2017 - October 14, 2019
USAA INVESTMENT SERVICES COMPANY
January 16, 2017 - October 14, 2019
USAA INVESTMENT SERVICES COMPANY
August 12, 2015 - January 18, 2017
USAA FINANCIAL PLANNING SERVICES
August 29, 2014 - January 18, 2017
USAA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
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Exams
Series 82TO
Date: 3/8/2023
Limited Representative-Private Securities OfferingsSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
OPEN TO THE PUBLIC INVESTING, INC.
CRD#: 127818 / SEC#: , 8-66049
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
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