Xavier R. Desforges
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Xavier R Desforges was a registered financial professional .
Xavier is a previously registered financial professional and started their career in finance in 2014. Xavier had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2017 - June 5, 2025
TOWNSQUARE CAPITAL, LLC
August 18, 2016 - December 5, 2017
ALLEGIS INVESTMENT ADVISORS, LLC
August 18, 2014 - July 22, 2016
YELLOWSTONE PARTNERS
Primary Firm SEC Registration
TOWNSQUARE CAPITAL, LLC
CRD#: 288576 / SEC#: 801-110591
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
TOWNSQUARE CAPITAL, LLC
CRD#: 288576 / SEC#: 801-110591
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 50,715 |
| AUM (Assets Under Management) | $ 14,989,060,522 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/14/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
