AM
Aprenea Mccutchen
JANNEY MONTGOMERY SCOTT
Spartanburg, SC 29306
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CRD#: 6374766
AM
Professional summary
Aprenea Mccutchen, who also goes by Aprenea Lorrell Mccutchen, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Spartanburg, South Carolina.
Aprenea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Aprenea has worked at 6 firms and has passed the Series 66, Series 31, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aprenea Lorrell Mccutchen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Aprenea Mccutchen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Aprenea Mccutchen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 16, 2021 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 135 N. Church Street Suite 130, Spartanburg, SC 29306RIA
BD
CRD#: 463
Spartanburg, SC
Current
February 16, 2021 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 135 N. Church Street Suite 130, Spartanburg, SC 29306RIA
BD
CRD#: 463
Spartanburg, SC
Past
January 29, 2019 - March 3, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BALTIMORE, MD
Past
January 29, 2019 - March 3, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BALTIMORE, MD
Past
August 1, 2018 - January 17, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HUNT VALLEY, MD
Past
July 31, 2018 - January 17, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HUNT VALLEY, MD
Past
August 25, 2015 - November 11, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BETHESDA, MD
Past
August 25, 2015 - November 11, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
BETHESDA, MD
Past
January 23, 2015 - August 20, 2015
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
LINTHICUM, MD
Past
January 7, 2015 - August 20, 2015
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
LINTHICUM, MD
Past
September 24, 2014 - January 6, 2015
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/25/2022)
RR
Arizona(12/21/2021)
RR
California(2/16/2021)
RR
Colorado(2/16/2021)
RR
Connecticut(2/16/2021)
RR
Delaware(2/16/2021)
RR
District of Columbia(2/16/2021)
RR
Florida(2/16/2021)
RR
Georgia(12/15/2021)
RR
Hawaii(1/21/2022)
RR
Illinois(12/14/2021)
RR
Iowa(3/11/2022)
RR
Kansas(12/13/2021)
RR
Maine(12/10/2021)
IAR
Maryland(2/16/2021)
RR
Maryland(2/17/2021)
RR
Massachusetts(3/8/2021)
RR
Michigan(12/14/2021)
RR
Minnesota(12/13/2021)
RR
Mississippi(12/13/2021)
RR
Missouri(3/25/2022)
RR
Nevada(8/17/2025)
RR
New Hampshire(12/14/2021)
IAR
New Hampshire(12/14/2021)
RR
New Jersey(2/16/2021)
RR
New York(2/16/2021)
RR
North Carolina(3/5/2021)
RR
North Dakota(12/22/2022)
RR
Ohio(2/16/2021)
RR
Oklahoma(8/14/2025)
RR
Oregon(2/3/2022)
RR
Pennsylvania(2/16/2021)
RR
Rhode Island(12/20/2021)
RR
South Carolina(2/16/2021)
IAR
South Carolina(2/16/2021)
RR
Tennessee(3/10/2021)
RR
Texas(2/16/2021)
IAR
Texas(2/16/2021)
RR
Vermont(2/16/2021)
RR
Virginia(2/16/2021)
RR
Washington(1/14/2022)
RR
West Virginia(3/15/2021)
RR
Wisconsin(2/16/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
