Jeffrey P. Thompson

HERITAGE WEALTH ADVISORS

Cincinnati, OH 45242

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CRD#: 6374703

Professional summary

Jeffrey P Thompson, CFP®, who also goes by Jeffrey Thompson, is a registered financial advisor currently at HERITAGE WEALTH ADVISORS located in Cincinnati, Ohio.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jeffrey has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey P Thompson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

July 27, 2021 - Present

HERITAGE WEALTH ADVISORS

Office #1: 9110 Montgomery Rd., Cincinnati, OH 45242

RIA

CRD#: 312545

Cincinnati, OH

Past

June 1, 2015 - August 17, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

CINCINNATI, OH

Past

June 1, 2015 - August 17, 2021

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

CINCINNATI, OH

Past

October 30, 2014 - June 5, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CINCINNATI, OH

Past

September 24, 2014 - June 5, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HERITAGE WEALTH ADVISORS

HERITAGE WEALTH ADVISORS | HERITAGE WEALTH MANAGEMENT INC.

CRD#: 312545 / SEC#: 801-121624

RIA

Registered Investment Advisory firm - (7/15/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/29/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/2014

General Securities Representative Examination

Current Firm

HERITAGE WEALTH ADVISORS

HERITAGE WEALTH ADVISORS | HERITAGE WEALTH MANAGEMENT INC.

CRD#: 312545 / SEC#: 801-121624

RIA

Registered Investment Advisory firm - (7/15/2021 Approved)

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Contact information

Main Address

9110 Montgomery Rd., Cincinnati, OH 45242

Mailing Address

Phone number

(513) 440-5475

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2023 04 12 HWA ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	798
AUM (Assets Under Management)	$ 552,244,414

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey P. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey P Thompson's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

HERITAGE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/29/2014

SIE

Date: 10/1/2018

Series 7

Date: 9/24/2014

Current Firm

HERITAGE WEALTH ADVISORS

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HERITAGE WEALTH ADVISORS

TRUST BUT VERIFY

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