Jeffrey P Thompson
CFP®Professional Summary
Jeffrey P Thompson, CFP®, who also goes by Jeffrey Thompson, is a registered financial advisor currently at HERITAGE WEALTH ADVISORS located in Cincinnati, Ohio. Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jeffrey has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jeffrey Thompson
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Videos & Posts
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CAPITAL ADVISORY SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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CAPITAL ADVISORY SERVICES, LLC
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Disclosures on record.
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Credentials
Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
HERITAGE WEALTH ADVISORS | HERITAGE WEALTH MANAGEMENT INC.
Contact Information
Main Address
9110 Montgomery Rd., Cincinnati, OH 45242Phone Number
(513) 440-5475# of Employees
6SEC notice filing (16 States and Territories)
Registered to provide investment advisory services in 16 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
935AUM (Assets Under Management)
$604,683,842Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
HERITAGE WEALTH ADVISORS | HERITAGE WEALTH MANAGEMENT INC.
State Registrations and Notice Filings
(7/27/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey P Thompson's CRS (Customer Relationship Summary).
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CAPITAL ADVISORY SERVICES, LLC
