Bhaskarray B. Barot
Professional summary
Bhaskarray Bhupat Barot was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bhaskarray is a previously registered financial professional and started their career in finance in 2017. Prior to being barred, Bhaskarray had worked at 2 firms, which includes TS IMAGINE BROKERAGE SERVICES LLC, TD SECURITIES (USA) LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2018 - January 13, 2023
TS IMAGINE BROKERAGE SERVICES, LLC
December 19, 2017 - March 22, 2018
TD SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Series 28
Date: 4/30/2021
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
TS IMAGINE BROKERAGE SERVICES, LLC
CRD#: 146283 / SEC#: , 8-67807
Contact information
FINRA licenses (2 States and Territories)
Documents
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