GC
Gordon S. Campbell
AEGIS WEALTH MANAGEMENT
Carmel, IN 46032
Some features on this profile are disabled
CRD#: 6374489
GC
Professional summary
Gordon Spencer Campbell, who also goes by Gordon S Campbell, is a registered financial advisor currently at AEGIS WEALTH MANAGEMENT, INC. located in Carmel, Indiana and CROWN HAVEN WEALTH MANAGEMENT located in Carmel, Indiana.
Gordon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Gordon has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gordon S Campbell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA: CROWN HAVEN WEALTH ADVISORS. CROWN HAVEN LLC d/b/a CROWN HAVEN WEALTH ADVISORS / INVESTMENT RELATED / 11495 N. PENNSYLVANIA STREET, STE 201 CARMEL, IN 46032 / INDEPENDENT INSURANCE AGENT / 03/2016 / 95 HOURS/MONTH / 60 HOURS/MONTH DURING TRADING HOURS / SALES AND SERVICE OF LIFE AND ANNUITIES PRODUCTS.
2) AEGIS WEALTH MANAGEMENT, INC. / INVESTMENT RELATED / GUTHRIE CENTER, IA / INVESTMENT ADVISER REPRESENTATIVE /11/2019 / APPROXIMATELY 32 HOURS/MONTH / APPROXIMATELY 32 HOURS/MONTH DURING TRADING HOURS / INVESTMENT ADVISORY SERVICES
3) CROWN HAVEN WEALTH MANAGEMENT LLC / INVESTMENT RELATED / 11495 N. PENNSYLVANIA STREET, STE 201 CARMEL, IN 46032 / INVESTMENT ADVISER REPRESENTATIVE & CCO / 08/2020 / APPROXIMATELY 95 HOURS/MONTH / APPROXIMATELY 60 HOURS/MONTH DURING TRADING HOURS / INVESTMENT ADVISORY SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view Gordon Spencer Campbell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 22, 2019 - Present
AEGIS WEALTH MANAGEMENT, INC.
Office #1: 11495 N. Pennsylvania St. Suite 130, Carmel, IN 46032RIA
CRD#: 301990
Carmel, IN
Current
October 1, 2020 - Present
CROWN HAVEN WEALTH MANAGEMENT
Office #1: 11555 N. Meridian St. Suite 560, Carmel, IN 46032RIA
CRD#: 306691
Carmel, IN
Past
March 27, 2018 - December 2, 2019
LIFEMARK SECURITIES CORP.
RIA
CRD#: 16204
Carmel, IN
Past
March 27, 2018 - December 2, 2019
LIFEMARK SECURITIES CORP.
BD
CRD#: 16204
Carmel, IN
Past
February 6, 2017 - March 26, 2018
BLUE DUCK WEALTH MANAGEMENT
RIA
CRD#: 281832
Carmel, IN
Past
April 27, 2016 - February 15, 2017
COLUMBIA ADVISORY PARTNERS, LLC
RIA
CRD#: 171616
SPOKANE, WA
Past
May 26, 2015 - May 4, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
INDIANAPOLIS, IN
Past
May 21, 2015 - May 4, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
INDIANAPOLIS, IN
Past
November 6, 2014 - January 30, 2015
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AEGIS WEALTH MANAGEMENT, INC.
AEGIS WEALTH MANAGEMENT | WILKINSON FINANCIAL | TRUMAN AND ASSOCIATES INC. | STRATEGIES FOR WEALTH MANAGEMENT LLC | STEWART WEALTH ADVISORS | SIMPLIFY ENTERPRISES LLC | PIER FINANCIAL GROUP | PHOENIX FINANCIAL GROUP LLC | OAKWAY FINANCIAL LLC | MINDIE MOLINA & INVESTMENTS & INSURANCE | CROWN HAVEN WEALTH MANAGEMENT LLC | AMERICAN LIBERTY FINANCIAL NETWORK | ALLEGIANT FINANCIAL SALES GROUP LLC | AEGIS WEALTH MANAGEMENT, INC.
CRD#: 301990 / SEC#: 801-117179
RIA
Registered Investment Advisory firm - (8/13/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(11/22/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AEGIS WEALTH MANAGEMENT, INC.
AEGIS WEALTH MANAGEMENT | WILKINSON FINANCIAL | TRUMAN AND ASSOCIATES INC. | STRATEGIES FOR WEALTH MANAGEMENT LLC | STEWART WEALTH ADVISORS | SIMPLIFY ENTERPRISES LLC | PIER FINANCIAL GROUP | PHOENIX FINANCIAL GROUP LLC | OAKWAY FINANCIAL LLC | MINDIE MOLINA & INVESTMENTS & INSURANCE | CROWN HAVEN WEALTH MANAGEMENT LLC | AMERICAN LIBERTY FINANCIAL NETWORK | ALLEGIANT FINANCIAL SALES GROUP LLC | AEGIS WEALTH MANAGEMENT, INC.
CRD#: 301990 / SEC#: 801-117179
RIA
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Contact information
Main Address
317 State Street, Guthrie Center, IA 50115
Mailing Address
Phone number
(833) 483-8383
Established
Firm type
Fiscal year end
# of Employees
31
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,538 |
| AUM (Assets Under Management) | $ 175,971,164 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
