RS
Reid J. Simpson
IAMS WEALTH MANAGEMENT
Scottsdale, AZ
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CRD#: 6374409
RS
Professional summary
Reid Jeffrey Simpson, who also goes by Reid Simpson, is a registered financial advisor currently at IAMS WEALTH MANAGEMENT, LLC located in Scottsdale, Arizona.
Reid is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Reid has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Reid Simpson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Reid Simpson, PLLC POSITION: Real Estate Salesperson NATURE: Real Estate Sales/Services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 08/2021; ADDRESS: 18219 N. 66th Pl., Phoenix, AZ 85054; DESCRIPTION: Salesperson representing the buying and selling of residential real estate in Arizona, associated with other business activity since April 2019 in capacity as Broker for GolfCourseHomes.com. 2) Reid Simpson POSITION: Agent NATURE: Insurance (Fixed Annuities, Life/Health) INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 8 START DATE: 02/20/2015; ADDRESS: 18219 N 66th Pl, Phoenix, AZ 85054; DESCRIPTION: Insurance agent. 3) PERSONALIZED FINANCIAL; INVESTMENT ADVISOR REPRESENTATIVE & MANAGING PARTNER; 18219 N. 66th Pl., Phoenix, AZ 85054; INVESTMENT ADVISORY SERVICES; 40 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS. 4) GOLFCOURSEHOMES.COM, LLC; FOUNDING MEMEBER; NON-INVESTED RELATED; 3820 E POTTER DR., PHOENIX, AZ 85050; MARKETING SERVICES; 8 HOURS PER MONTH DURING TRADING AND NON TRADING HOURS; MARKETING SERVICES FOR REAL STATE AGENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Reid Jeffrey Simpson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2023 - Present
IAMS WEALTH MANAGEMENT, LLC
RIA
CRD#: 286085
Scottsdale, AZ
Past
August 9, 2021 - December 31, 2023
PERSONALIZED FINANCIAL
RIA
CRD#: 316223
PHOENIX, AZ
Past
October 20, 2014 - August 2, 2021
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
PHOENIX, AZ
Past
August 12, 2014 - August 2, 2021
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IAMS WEALTH MANAGEMENT, LLC
IAMS WEALTH MANAGEMENT, LLC
CRD#: 286085 / SEC#: 801-108875
RIA
Registered Investment Advisory firm - (1/9/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(8/7/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IW
IAMS WEALTH MANAGEMENT, LLC
IAMS WEALTH MANAGEMENT, LLC
CRD#: 286085 / SEC#: 801-108875
RIA
Registered Investment Advisory firm - (1/9/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18881 West Dodge Road Suite 180e, Omaha, NE 68022
Mailing Address
Phone number
(888) 255-7670
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,104 |
| AUM (Assets Under Management) | $ 343,012,390 |
Red Flags
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