NM
Natan Mckenzie
CENTAURUS FINANCIAL
Glen Allen, VA 23060
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CRD#: 6374050
NM
Professional summary
Natan Mckenzie, who also goes by Natan D Mckenzie, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Glen Allen, Virginia.
Natan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Natan has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Natan D Mckenzie
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Pix R Us, LLC, non-investment related, Midlothian, VA 23112, a photo booth service company, co-owner, since 3/1/2019, devoted time is 15 hours a month, day-to-day task of operations and vending at various events. 2. Freedom Infinite Growth Investments, LLC, investment related, investment club, a participant and not directly compensated, since 3/6/2020, devoted time is 7 hours a month, attend meetings and discussions, related to investment experience and no advice given, soley for education purposes. 2. AW SMITH FINANCIAL GROUP INC POSITION: Junior Advisor NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 38 SECURITIES TRADING HOURS: 3 START DATE: 03/25/2022 ADDRESS: 3954 Springfield Rd, Glenn Allen VA 23060, United States DESCRIPTION: Assist Branch Manager with prospecting through seminars/workshops creating financial plans for new clients. Manage and monitor referral process. Create new process using current CRM system, and liaison with current client and new product needs. Branded purposes also for new clients 3. MY FIDUCIARY ADVISORS POSITION: Advisor NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 38 SECURITIES TRADING HOURS: 3 START DATE: 03/25/2022 ADDRESS: 3954 Springfield Rd., Glenn Allen VA 23060, United States DESCRIPTION: Assist Branch Manager with prospecting through seminars/workshops for new clients. Manage and monitor referral process. DBA for branding purposes also for new clients. 4. M CAPITAL, LLC POSITION: Advisor NATURE: Branding INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 3 START DATE: 03/05/2024 ADDRESS: 3954 Springfield Road, Glen Allen VA 23060, United States DESCRIPTION: Branding and assisting with workshops/seminars GERBER LIFE POSITION: Life Insurance Agent NATURE: Guaranteed Life Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 3954 Springfield Road, Glen Allen VA 23060, United States DESCRIPTION: Producer of Life Insurance - Guaranteed issues
CRS (Client Relationship Summary) - RIA
Click below to view Natan Mckenzie's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Natan Mckenzie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 11, 2022 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 3954 Springfield Road, Glen Allen, VA 23060RIA
BD
CRD#: 30833
Glen Allen, VA
Current
December 9, 2021 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 3954 Springfield Road, Glen Allen, VA 23060RIA
BD
CRD#: 30833
Glen Allen, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(9/13/2022)
RR
California(10/11/2022)
RR
Maryland(5/29/2025)
IAR
Maryland(5/29/2025)
IAR
New Jersey(1/22/2024)
RR
New York(6/14/2024)
IAR
New York(6/14/2024)
RR
Virginia(3/11/2022)
IAR
Virginia(3/11/2022)
IAR
Washington(12/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/9/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Glen Allen, VA 23060TRUST BUT VERIFY
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