DL
David J. Lane
DAVID JAMES FINANCIAL
North Liberty, IA 52317
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CRD#: 6373550
DL
Professional summary
David James Lane, who also goes by David Lane, is a registered financial advisor currently at DAVID JAMES FINANCIAL located in North Liberty, Iowa.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. David has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Lane
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DAVID JAMES FINANCIAL. RIA. REGISTERED INVESTMENT ADVISOR. PRESIDENT AND INVESTMENT ADVISER REPRESENTATIVE. 120 HOURS/MO; 120 DURING TRADING HOURS. 2) IOWA LIFE INSURANCE. 595 ASHLEY COURT, SUITE 2, NORTH LIBERTY, IA 50021. LIFE AND LONG TERM CARE INSURANCE. INSURANCE AGENT THAT SELLS LIFE INSURANCE. 1 HOUR/MO; 1 DURING TRADING HOURS. 3) LANE FAMILY WEALTH MANAGEMENT. 595 ASHLEY COURT, STE 2, NORTH LIBERTY, IA 52317. DBA. INVESTMENT ADVISOR. 4) PRAIRIE TRAIL. 2250 SW VINTAGE PARKWAY, ANKENY, IA. SPORTS COMPLEX. PROPERTY OWNER. 0-5 HOURS/MONTH DURING TRADING HOURS. 5) THE FIELDHOUSE AT PRAIRIE TRAIL, LLC. 2250 SW VINTAGE PARKWAY, ANKENY, IA. SPORTS COMPLEX. PROPERTY OWNER. 0-5 HOURS/MONTH DURING TRADING HOURS. 6) M AND M, LLC. 2250 SW VINTAGE PARKWAY, ANKENY, IA. SPORTS COMPLEX. PROPERTY OWNER. 0-5 HOURS/MONTH DURING TRADING HOURS. 7) THE PALESTRA, LLC. 2250 SW VINTAGE PARKWAY, ANKENY, IA. SPORTS COMPLEX. PROPERTY OWNER. 0-5 HOURS/MONTH DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view David James Lane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2020 - Present
DAVID JAMES FINANCIAL
Office #1: 595 Ashley Court Suite 2, North Liberty, IA 52317RIA
CRD#: 306301
North Liberty, IA
Past
January 2, 2020 - October 15, 2025
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
NORTH LIBERTY, IA
Past
July 15, 2016 - January 2, 2020
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
CORALVILLE, IA
Past
September 16, 2014 - December 31, 2019
RDA FINANCIAL NETWORK
RIA
CRD#: 147309
NORTH LIBERTY, IA
Past
August 20, 2014 - July 28, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
CORALVILLE, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DJ
DAVID JAMES FINANCIAL
DAVID JAMES FINANCIAL | LANE, DAVID, JAMES | DAVID JAMES FINANCIAL INC.
CRD#: 306301 / SEC#: 801-123332
RIA
Registered Investment Advisory firm - (2/25/2022 Approved)Iowa
Registered Investment Advisory firm - (4/21/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(1/3/2020)
IAR
Kentucky(3/22/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DJ
DAVID JAMES FINANCIAL
DAVID JAMES FINANCIAL | LANE, DAVID, JAMES | DAVID JAMES FINANCIAL INC.
CRD#: 306301 / SEC#: 801-123332
RIA
Registered Investment Advisory firm - (2/25/2022 Approved)Iowa
Registered Investment Advisory firm - (4/21/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
595 Ashley Court Suite 2, North Liberty, IA 52317
Mailing Address
Phone number
(319) 535-4525
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 391 |
| AUM (Assets Under Management) | $ 116,123,826 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DAVID JAMES FINANCIAL
CRD#: 306301North Liberty, IA 52317TRUST BUT VERIFY
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