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Brian Seth Crawley

Brian S. Crawley

DIAZO
HENDERSON, NV 89052
Some features on this profile are disabled
CRD#: 6373264
Brian Seth Crawley

Professional summary

Brian Seth Crawley, CFP®, who also goes by Brian Seth Crawley, Brian Crawley, Seth Crawley, is a registered financial advisor currently at DIAZO, LLC located in Henderson, Nevada.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Brian has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brian Seth Crawley | Brian Crawley | Seth Crawley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Seth Crawley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Experience

Current

January 27, 2023 - Present

DIAZO, LLC

Office #1: 2534 Anthem Village Dr, Suite 100, Henderson, NV 89052
RIA
CRD#: 324419
HENDERSON, NV
Past

April 15, 2022 - March 30, 2023

COLMINA, LLC

RIA
CRD#: 289191
Henderson, NV
Past

January 10, 2022 - April 6, 2022

UNITED CAPITAL FINANCIAL ADVISORS

RIA
CRD#: 134600
LAS VEGAS, NV
Past

March 16, 2020 - September 30, 2020

REDROCK WEALTH MANAGEMENT, LLC

RIA
CRD#: 134562
LAS VEGAS, NV
Past

December 4, 2019 - December 31, 2019

HIGHTOWER ADVISORS, LLC

RIA
CRD#: 145323
Henderson, NV
Past

November 27, 2019 - December 31, 2019

HIGHTOWER SECURITIES, LLC

BD
CRD#: 116681
CHICAGO, IL
Past

April 5, 2018 - November 19, 2019

HIGHTOWER SECURITIES, LLC

BD
CRD#: 116681
HENDERSON, NV
Past

July 5, 2016 - November 19, 2019

HIGHTOWER ADVISORS, LLC

RIA
CRD#: 145323
Henderson, NV
Past

September 25, 2014 - April 8, 2015

SPARROW WEALTH MANAGEMENT

RIA
CRD#: 152670
LAS VEGAS, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DL
DIAZO, LLC
DIAZO WEALTH | FINANCIAL FITNESS WEALTH MANAGEMENT | DIAZO, LLC

CRD#: 324419 / SEC#: 801-127128

RIA
Registered Investment Advisory firm - (1/6/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nevada
(1/27/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 7/23/2018
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/22/2014
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/5/2018
General Securities Representative Examination

Current Firm

DL
DIAZO, LLC
DIAZO WEALTH | FINANCIAL FITNESS WEALTH MANAGEMENT | DIAZO, LLC

CRD#: 324419 / SEC#: 801-127128

RIA
Registered Investment Advisory firm - (1/6/2023 Approved)
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Contact information

Main Address
2534 Anthem Village Dr, Suite 100, Henderson, NV 89052
Mailing Address
Phone number
(702) 745-1800
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - DIAZO, LLC (9/26/2025)

Regulatory assets under management

Total Number of Accounts727
AUM (Assets Under Management)$ 177,878,754

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DIAZO, LLC

CRD#: 324419Henderson, NV 89052

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