Owen J. Decoursey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Owen James Decoursey was a registered financial professional .
Owen is a previously registered financial professional and started their career in finance in 1974. Owen had worked at 2 firms and has passed the Series 41, Series 000, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 1981 - August 7, 1997
HAPOALIM SECURITIES USA, INC.
June 11, 1974 - March 1, 1981
BOSTON PARTNERS SECURITIES, L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 41
Date: 2/2/1978
NYSE Allied Member ExaminationSeries 000
Date: 6/6/1974
General Securities Principal ExaminationSeries 1
Date: 6/6/1974
Registered Representative ExaminationSeries 40
Date: 2/2/1978
Registered Principal ExaminationCurrent Firm
HAPOALIM SECURITIES USA, INC.
CRD#: 266 / SEC#: , 8-3018
Contact information
Documents
Disclosures
| Regulatory Event | 32 |
| Civil Event | 1 |
| Arbitration | 6 |
Red Flags
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