AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
KJ

Keith Christopher Johnston

KESTRA PRIVATE WEALTH SERVICES
American Fork, UT
·CRD# 6373132·12 years experience

Professional Summary

Keith Christopher Johnston is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in American Fork, Utah and KESTRA INVESTMENT SERVICES, LLC located in American Fork, Utah. Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Keith has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

RR
Reuben Mccoy Rowley

EAGLE STRATEGIES LLC

AMERICAN FORK, UT · CRD#
View profile
JL
Justin Carlos Lizama

SIMPLE FINANCIAL, LLC

WEST JORDAN, UT · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

RR
Reuben Mccoy Rowley

EAGLE STRATEGIES LLC

AMERICAN FORK, UT · CRD#
Neal Jones Hansen
Neal Jones Hansen

NET WORTH ADVISORY GROUP, LLC

SANDY, UT · CRD#
JL
Justin Carlos Lizama

SIMPLE FINANCIAL, LLC

WEST JORDAN, UT · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

RR
Reuben Mccoy Rowley

EAGLE STRATEGIES LLC

AMERICAN FORK, UT · CRD#
Neal Jones Hansen
Neal Jones Hansen

NET WORTH ADVISORY GROUP, LLC

SANDY, UT · CRD#
JL
Justin Carlos Lizama

SIMPLE FINANCIAL, LLC

WEST JORDAN, UT · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

RR
Reuben Mccoy Rowley

EAGLE STRATEGIES LLC

AMERICAN FORK, UT · CRD#
Neal Jones Hansen
Neal Jones Hansen

NET WORTH ADVISORY GROUP, LLC

SANDY, UT · CRD#
JL
Justin Carlos Lizama

SIMPLE FINANCIAL, LLC

WEST JORDAN, UT · CRD#

Years of Experience

12 years in the financial services industry

Current & Past Employments

KESTRA PRIVATE WEALTH SERVICES, LLC·CRD# 155193
RIA
67 N. Center Street, American Fork, UT 84003
August 14, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
67 N. Center Street, American Fork, UT 84003
August 10, 2017 - Present
MORGAN STANLEY·CRD# 149777
RIA
Provo, UT
September 24, 2014 - August 11, 2017
MORGAN STANLEY·CRD# 149777
BD
Provo, UT
August 26, 2014 - August 11, 2017

Similar Advisors

RR
Reuben Mccoy Rowley

EAGLE STRATEGIES LLC

AMERICAN FORK, UT · CRD#
Neal Jones Hansen
Neal Jones Hansen

NET WORTH ADVISORY GROUP, LLC

SANDY, UT · CRD#
JL
Justin Carlos Lizama

SIMPLE FINANCIAL, LLC

WEST JORDAN, UT · CRD#

Current Firm

KP
KESTRA PRIVATE WEALTH SERVICES, LLC

1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT

CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - SEC (11/22/2010 Approved)

Contact Information

Main Address

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

211

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA PRIVATE WEALTH SERVICES, LLC ADVISORENTERPRISE WRAP FEE BROCHURE (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

33,333

AUM (Assets Under Management)

$13,452,224,033

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

Similar Advisors

RR
Reuben Mccoy Rowley

EAGLE STRATEGIES LLC

AMERICAN FORK, UT · CRD#
Neal Jones Hansen
Neal Jones Hansen

NET WORTH ADVISORY GROUP, LLC

SANDY, UT · CRD#
JL
Justin Carlos Lizama

SIMPLE FINANCIAL, LLC

WEST JORDAN, UT · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Brigham Young University Investment Related: No Address: CES Admissions A-41 ASB Provo UT 84602 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Advisory Board Member Start Date: 9/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Help the students with mock interviews, resumes, and determine which business school program they would like to apply to. Name: Utah Valley University Investment Related: No Address: 800 W. University Parkway Orem UT 84058 Nature of Business: Other Other/None of the Above None of the above Position, Title or Relationship: Adjunct Professor Start Date: 8/30/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Teaching Name: White Cap Wealth Management Investment Related: Yes Address: 3325 N. University Ave. Suite 150 Provo US - US Territory 84604 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA Position, Title or Relationship: CFO, Treasurer Start Date: 8/10/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Run the day to day operations of the business. Keep corporations notes. Name: I will be doing this under my own name. Keith C. Johnston. I do not plan to market this business or grow it beyond helping the company Aquatherm that already reached out to me. Investment Related: No Address: 1232 N. 990 W. Pleasant Grove UT 84062 Nature of Business: Consulting; Tax/Accounting/CPA Position, Title or Relationship: Managerial accounting consultant Start Date: 6/15/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I will be consulting the CEO of Aquatherm on their managerial accounting. I will not be preparing any taxes or audits. The CEO wants to better understand his manufacturing costs. His company makes pipes and wants me to prepare an activity based costing in regards to his manufacturing. Name: MOBUFF LLC POSITION: Member of the LLC NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 11/17/2020 ADDRESS: 67 N. Center St., American Fork UT 84003 DESCRIPTION: Purchase the property and help the current renters Name: KEITH C. JOHNSTON POSITION: Notary NATURE: Notary INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/15/2023 ADDRESS: 67 N. Center St., American Fork UT 84003 DESCRIPTION: I will notarized documents when people need them. I do not plan to market or promote my services as a notary, but will serve people who pass along my information by word of mouth. Name: KEITH C JOHNSTONPOSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/27/2024 ADDRESS: 1232 N. 990 W., Pleasant Grove UT 84062, United States DESCRIPTION: I will be preparing some tax returns for clients. I will be utilizing my CPA and accounting background to do this for clients. Name: KEITH JOHNSTON POSITION: Head Coach NATURE: Coaching INVESTMENT RELATED: No # OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 07/28/2025 ADDRESS: 700 E. 200 S., Pleasant Grove UT 84062, United States DESCRIPTION: Coach the high school girls tennis team.

Similar Advisors

RR
Reuben Mccoy Rowley

EAGLE STRATEGIES LLC

AMERICAN FORK, UT · CRD#
Neal Jones Hansen
Neal Jones Hansen

NET WORTH ADVISORY GROUP, LLC

SANDY, UT · CRD#
JL
Justin Carlos Lizama

SIMPLE FINANCIAL, LLC

WEST JORDAN, UT · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC

1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT

CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - SEC (11/22/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(8/10/2017)
RR
California
(8/10/2017)
RR
Colorado
(8/10/2017)
RR
Florida
(10/17/2024)
RR
Georgia
(3/24/2022)
RR
Idaho
(8/10/2017)
RR
Indiana
(3/24/2022)
RR
Kentucky
(8/10/2017)
RR
Massachusetts
(8/10/2017)
RR
Michigan
(8/10/2017)
RR
Mississippi
(5/8/2026)
RR
Missouri
(3/24/2022)
RR
Nevada
(8/10/2017)
RR
North Carolina
(8/17/2017)
RR
Oregon
(8/10/2017)
RR
Pennsylvania
(8/10/2017)
RR
Texas
(8/10/2017)
RR
Utah
(8/10/2017)
IAR
Utah
(8/14/2017)
RR
Virginia
(8/10/2017)
RR
Washington
(8/10/2017)
RR
Wyoming
(8/10/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2014About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2014About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

RR
Reuben Mccoy Rowley

EAGLE STRATEGIES LLC

AMERICAN FORK, UT · CRD#
Neal Jones Hansen
Neal Jones Hansen

NET WORTH ADVISORY GROUP, LLC

SANDY, UT · CRD#
JL
Justin Carlos Lizama

SIMPLE FINANCIAL, LLC

WEST JORDAN, UT · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Keith Christopher Johnston's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

RR
Reuben Mccoy Rowley

EAGLE STRATEGIES LLC

AMERICAN FORK, UT · CRD#
Neal Jones Hansen
Neal Jones Hansen

NET WORTH ADVISORY GROUP, LLC

SANDY, UT · CRD#
JL
Justin Carlos Lizama

SIMPLE FINANCIAL, LLC

WEST JORDAN, UT · CRD#
KJ
Follow Keith
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required