Christopher D. Guzman

HUB INVESTMENT PARTNERS | Financial Advisor

Albuquerque, NM 87110

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CRD#: 6373020

Professional summary

Christopher D Guzman, who also goes by Christopher David Guzman, Christopher Guzman, is a registered financial advisor currently at HUB INVESTMENT PARTNERS, LLC located in Albuquerque, New Mexico.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Christopher has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning Strategies

Saving for Education

Family Finances

Are you a "fiduciary"?

Yes

Aliases

Christopher David Guzman | Christopher Guzman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Real Estate Ownership; Single Family; 6800 Vista Del Norte #825, , albuquerque, NM, 87113; Investment-Related; 02/01/2021. Board of Directors; Epilepsy Research Association; Director of Outreach; 6309 Cathy Avenue, , Albuquerque, NM, 87109; Not Investment-Related; 10/29/2015; 1 to 9 hours per month; 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher D Guzman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2025 - Present

HUB INVESTMENT PARTNERS, LLC

Office #1: 6565 Americas Pkwy, #720, Albuquerque, NM 87110

RIA

CRD#: 307956

Albuquerque, NM

Past

August 19, 2020 - September 11, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Albuquerque, NM

Past

August 19, 2020 - September 11, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Albuquerque, NM

Past

March 6, 2019 - March 19, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

ALBUQUERQUE, NM

Past

March 6, 2019 - March 19, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ALBUQUERQUE, NM

Past

July 17, 2017 - March 4, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ALBUQUERQUE, NM

Past

July 17, 2017 - March 4, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ALBUQUERQUE, NM

Past

December 22, 2015 - April 4, 2017

MORGAN STANLEY

RIA

CRD#: 149777

ALBUQUERQUE, NM

Past

November 12, 2015 - April 4, 2017

MORGAN STANLEY

CRD#: 149777

ALBUQUERQUE, NM

Past

October 3, 2014 - November 3, 2015

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

ALBUQUERQUE, NM

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUB INVESTMENT PARTNERS, LLC

CRD#: 307956 / SEC#: 801-118346

RIA

Registered Investment Advisory firm - (4/1/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(9/25/2025)

IAR

Texas
(9/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/27/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/3/2014

General Securities Representative Examination

Current Firm

HUB INVESTMENT PARTNERS, LLC

CRD#: 307956 / SEC#: 801-118346

RIA

Registered Investment Advisory firm - (4/1/2020 Approved)

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Contact information

Main Address

900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746

Mailing Address

Phone number

(512) 600-5390

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TCG FORM ADV PART 2A - MARCH 2023 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	8,633
AUM (Assets Under Management)	$ 8,979,977,344

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
04/29/2025	Cover Page	Report
01/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Christopher D. Guzman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher D Guzman's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

HUB INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2015

Series 63

Date: 10/27/2014

SIE

Date: 10/1/2018

Series 7

Date: 10/3/2014

Current Firm

HUB INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HUB INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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