Christopher K. Barton

JEHM WEALTH & RETIREMENT

Simpsonville, SC 29681

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CRD#: 6372915

Professional summary

Christopher Kelly Barton, who also goes by Chris Barton, is a registered financial advisor currently at JEHM WEALTH & RETIREMENT, LLC located in Simpsonville, South Carolina.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Christopher has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Barton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: CHRISTOPHER BARTON INV REL: Y ADD: 40 VERONA CIRCLE, SIMPSONVILLE, SC 29681 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES START DATE: 04/2017 No. HR/MO: 40 No. HR/MO DURING SEC TRADING: 20

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Kelly Barton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 15, 2019 - Present

JEHM WEALTH & RETIREMENT, LLC

Office #1: 117 Woodruff Place Circle, Suite A, Simpsonville, SC 29681

RIA

CRD#: 304253

Simpsonville, SC

Past

July 11, 2018 - June 27, 2019

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

Simpsonville, SC

Past

October 26, 2017 - February 14, 2018

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

GREENVILLE, SC

Past

September 27, 2017 - February 14, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

GREENVILLE, SC

Past

December 5, 2016 - July 10, 2017

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

SIMPSONVILLE, SC

Past

November 23, 2016 - July 10, 2017

PRINCIPAL SECURITIES, INC.

CRD#: 1137

SIMPSONVILLE, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(8/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/29/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/22/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 2/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/23/2016

General Securities Representative Examination

Current Firm

JEHM WEALTH & RETIREMENT, LLC

CRD#: 304253 / SEC#:

Florida

Registered Investment Advisory firm - (6/22/2020 Approved)

South Carolina

Registered Investment Advisory firm - (8/9/2019 Approved)

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Contact information

Main Address

117 Woodruff Place Circle, Suite A, Simpsonville, SC 29681

Mailing Address

Phone number

(864) 527-0482

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	129
AUM (Assets Under Management)	$ 39,770,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher K. Barton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Kelly Barton's CRS (Customer Relationship Summary).

Certified licenses

Experience

JEHM WEALTH & RETIREMENT, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/29/2016

Series 65

Date: 6/22/2016

SIE

Date: 2/14/2018

Series 7

Date: 11/23/2016

Current Firm

JEHM WEALTH & RETIREMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JEHM WEALTH & RETIREMENT, LLC

TRUST BUT VERIFY

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