TB
Tiana K. Brenneise
OCEAN PARK ASSET MANAGEMENT
Santa Monica, CA 90405
Some features on this profile are disabled
CRD#: 6372666
TB
Professional summary
Tiana Kaylyn Brenneise is a registered financial advisor currently at OCEAN PARK ASSET MANAGEMENT, LLC located in Santa Monica, California and NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska.
Tiana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Tiana has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MS. BRENNEISE IS THE OWNER OF THE HONEYS COLLECTION, A COMPANY THAT SELLS MERCHANDISE, APPAREL AND ACCESSORIES. MS. BRENNEISE BEGAN THIS NON INVESTMENT RELATED ACTIVITY IN OCTOBER, 2019 AND IS LOCATED AT 24335 PRIELIPP ROAD, SUITE 115, WILDOMAR, CA 92595. SHE SPENDS 5 HOURS PER MONTH CONDUCTING SALES ACTIVITIES. MS.BRENNEISE IS SELF EMPLOYED AS A MARKETING DIRECTOR LOCATED AT 21550 SEDCO HEIGHTS DRIVE, WILDOMAR, CA 92595. MS. BRENNEISE BEGAN THIS NON-INVESTMENT ACTIVITY IN FEB, 2019. SHE SPENDS 5 HOURS PER MONTH CONDUCTING ADVERTISING AND MARKETING DUTIES. MS BRENNEISE IS THE OWNER OF AIRBNBS LOCATED AT 21550 SEDCO HEIGHTS DRIVE, WILDOMAR, CA 92595. MS. BRENNEISE BEGAN THIS NON-INVESTMENT RELATED ACTIVITY IN JUNE 2022 AND SPENDS 2 HOURS PER MONTH MANAGING THE PROPERTIES. MS BRENNEISE IS A SCHEDULER WITH DW ENTERPRISES, INC. LOCATED AT 24335 PRIELIPP ROAD, SUITE 116, WILDOMAR, CA 92595. MS BRENNEISE BEGAN THIS NON-INVESTMENT RELATED ACTIVITY IN NOVEMBER 2022 AND SPENDS 2 HOURS PER MONTH SCHEDULING FOR APPAREL MERCHANDISE.
CRS (Client Relationship Summary) - RIA
Click below to view Tiana Kaylyn Brenneise's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 26, 2024 - Present
OCEAN PARK ASSET MANAGEMENT, LLC
Office #1: 3420 Ocean Park Blvd. Ste 3060, Santa Monica, CA 90405RIA
CRD#: 145634
Santa Monica, CA
Current
October 19, 2016 - Present
NORTHERN LIGHTS DISTRIBUTORS, LLC
Office #1: 4221 North 203rd Street, Suite 100, Elkhorn, NE 68022BD
CRD#: 126159
Elkhorn, NE
Past
January 26, 2024 - December 24, 2024
OCEAN PARK ASSET MANAGEMENT, INC.
RIA
CRD#: 105765
SANTA MONICA, CA
Past
August 8, 2014 - September 15, 2016
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
WOODLAND HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OP
OCEAN PARK ASSET MANAGEMENT, LLC
OCEAN PARK ASSET MANAGEMENT, LLC | WRIGHT FUND MANAGEMENT, LLC | SIERRA MUTUAL FUNDS | OCEAN PARK MUTUAL FUNDS | OCEAN PARK ETFS
CRD#: 145634 / SEC#: 801-68554
RIA
Registered Investment Advisory firm - (11/30/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/19/2016)
IAR
California(1/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OP
OCEAN PARK ASSET MANAGEMENT, LLC
OCEAN PARK ASSET MANAGEMENT, LLC | WRIGHT FUND MANAGEMENT, LLC | SIERRA MUTUAL FUNDS | OCEAN PARK MUTUAL FUNDS | OCEAN PARK ETFS
CRD#: 145634 / SEC#: 801-68554
RIA
Registered Investment Advisory firm - (11/30/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3420 Ocean Park Blvd. Ste 3060, Santa Monica, CA 90405
Mailing Address
Phone number
(310) 452-1887
Established
Firm type
Fiscal year end
# of Employees
61
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 292 |
| AUM (Assets Under Management) | $ 4,872,145,667 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
