SP
S. P. Park
DIVERSIFY ADVISORY SERVICES
Bolingbrook, IL
Some features on this profile are disabled
CRD#: 6372429
SP
Professional summary
S. Peter Park, who also goes by S Peter Peter Park, Sung Peter Park, Sung Chin Park, S Peter Park, is a registered financial advisor currently at DIVERSIFY ADVISORY SERVICES, LLC located in Bolingbrook, Illinois.
S. is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. S. has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
S Peter Peter Park | Sung Peter Park | Sung Chin Park | S Peter Park
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 10/2008 - Real Estate Rental - S. Peter Park - Investment Related - 241 Northlands Drive Cary, NC 27519 2) 04/25/2023 - No Business Name - Not Investment Related - Bolingbrook IL - Outside/W-2 Employment - Minister - Start Date 07/01/2014 - 4 Hours Per Month/0 Hours During Securities Trading 3) 05/16/2023 - Presbyterian Church (USA)- Board of Pension - Not Investment Related - 2000 Market St, Philadelphia, PA 19103 - teaching - Start Date 03/01/2023 - 80 Hours Per Month/ 1 Hour During Securities Trading 4) 10/12/2023 - Hucul Express Inc / DBA Division Truck Driving School - Outside/W-2 Employment - Board Member - Investment Related - 11900 Division Street, Blue Island, IL 60406 - Start Date 02/01/2021 - 12 Hours Per Month/ 0 Hours During Trading 5) 12/01/2023 - Highpoint Planning Partners - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/07/2023 - 160 Hrs/Mo During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view S. Peter Park's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 16, 2024 - Present
DIVERSIFY ADVISORY SERVICES, LLC
RIA
CRD#: 326060
Bolingbrook, IL
Past
November 11, 2021 - July 18, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
BOLINGBROOK, IL
Past
November 11, 2021 - July 18, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
BOLINGBROOK, IL
Past
January 5, 2016 - November 16, 2021
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Naperville, IL
Past
January 5, 2016 - November 16, 2021
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Naperville, IL
Past
January 2, 2015 - December 10, 2015
EDWARD JONES
RIA
CRD#: 250
DOWNERS GROVE, IL
Past
September 23, 2014 - December 10, 2015
EDWARD JONES
BD
CRD#: 250
DOWNERS GROVE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DIVERSIFY ADVISORY SERVICES, LLC
ADVANCED WEALTH STRATEGIES GROUP | WESTRIDGE WEALTH STRATEGIES | THS PRIVATE FAMILY OFFICE | THE CRESTWELL GROUP | SPARK FINANCIAL SERVICE | SERRATELLI FINANCIAL GROUP | ROCKY MOUNTAIN WEALTH ADVISORS | RANCHO PRIVATE WEALTH | PROVIDENCE WEALTH ADVISORS | PLATINUM WEALTH GROUP | PATTERSON FINANCIAL SOLUTIONS | PARKVIEW WEALTH ADVISORS | NUCLEUS FINANCIAL GROUP | MARCH FORWARD | LONGHORN FINANCIAL | KLK CAPITAL MANAGEMENT, LLC | KEY ADVISORS WEALTH MANAGEMENT LLC | INVENTA WEALTH ADVISORS | INPAC WEALTH SOLUTIONS | ICONA WEALTH | HARDING FINANCIAL & INSURANCE | GROVE WEALTH ADVISORS | GRIFFIN WEALTH PARTNERS | GRADY CAPITAL GROUP | GOMEZ CORP | GLOBAL WEALTH PARTNERS, INC. | GLIDE FINANCIAL GROUP | GEN 1 FINANCIAL | FULCRUM INVESTMENT SERVICES | FIRST FINANCIAL CENTER OF DALLAS | FINANCIAL RESOURCES INC. | EVERGREEN ADVISOR GROUP | DIVERSIFY, INC. | DIVERSIFY ADVISORY SERVICES, LLC | DIVERSIFY ADVISOR NETWORK | CITY CENTER WEALTH ADVISORS | CIPOLLA FINANCIAL ADVISORS | CAPATA FINANCIAL | BUTLER FINANCIAL ADVISORS | BRIDGE EQUITIES | BOSTON WEALTH ADVISOR GROUP | ASHLAND PACIFIC | ANIMAS CAPITAL MANAGEMENT LLC
CRD#: 326060 / SEC#: 801-128675
RIA
Registered Investment Advisory firm - (8/31/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(7/16/2024)
IAR
Texas(7/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DA
DIVERSIFY ADVISORY SERVICES, LLC
ADVANCED WEALTH STRATEGIES GROUP | WESTRIDGE WEALTH STRATEGIES | THS PRIVATE FAMILY OFFICE | THE CRESTWELL GROUP | SPARK FINANCIAL SERVICE | SERRATELLI FINANCIAL GROUP | ROCKY MOUNTAIN WEALTH ADVISORS | RANCHO PRIVATE WEALTH | PROVIDENCE WEALTH ADVISORS | PLATINUM WEALTH GROUP | PATTERSON FINANCIAL SOLUTIONS | PARKVIEW WEALTH ADVISORS | NUCLEUS FINANCIAL GROUP | MARCH FORWARD | LONGHORN FINANCIAL | KLK CAPITAL MANAGEMENT, LLC | KEY ADVISORS WEALTH MANAGEMENT LLC | INVENTA WEALTH ADVISORS | INPAC WEALTH SOLUTIONS | ICONA WEALTH | HARDING FINANCIAL & INSURANCE | GROVE WEALTH ADVISORS | GRIFFIN WEALTH PARTNERS | GRADY CAPITAL GROUP | GOMEZ CORP | GLOBAL WEALTH PARTNERS, INC. | GLIDE FINANCIAL GROUP | GEN 1 FINANCIAL | FULCRUM INVESTMENT SERVICES | FIRST FINANCIAL CENTER OF DALLAS | FINANCIAL RESOURCES INC. | EVERGREEN ADVISOR GROUP | DIVERSIFY, INC. | DIVERSIFY ADVISORY SERVICES, LLC | DIVERSIFY ADVISOR NETWORK | CITY CENTER WEALTH ADVISORS | CIPOLLA FINANCIAL ADVISORS | CAPATA FINANCIAL | BUTLER FINANCIAL ADVISORS | BRIDGE EQUITIES | BOSTON WEALTH ADVISOR GROUP | ASHLAND PACIFIC | ANIMAS CAPITAL MANAGEMENT LLC
CRD#: 326060 / SEC#: 801-128675
RIA
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Contact information
Main Address
9017 S Riverside Dr. Suite 210, Sandy, UT 84070
Mailing Address
Phone number
(801) 890-7577
Established
Firm type
Fiscal year end
# of Employees
171
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,318 |
| AUM (Assets Under Management) | $ 3,206,698,268 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
