Alvaro A. Padilha
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alvaro A P Padilha, who also goes by Alvaro Arthur Pereira Padilha, was a registered financial professional .
Alvaro is a previously registered financial professional and started their career in finance in 2011. Alvaro had worked at 3 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 79, Series 14, Series 24 and Series 4 exams.
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2019 - October 7, 2021
C6 CAPITAL SECURITIES LLC
November 19, 2014 - September 26, 2019
HSBC SECURITIES (USA) INC.
June 2, 2011 - May 17, 2012
MAYBANK SECURITIES USA INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 3/26/2024
General Securities Representative ExaminationSeries 99TO
Date: 3/26/2024
Operations Professional ExaminationSeries 57TO
Date: 3/26/2024
Securities Trader ExamSeries 55
Date: 2/5/2015
Limited Representative-Equity Trader ExamCurrent Firm
C6 CAPITAL SECURITIES LLC
CRD#: 299058 / SEC#: , 8-70232
Contact information
Documents
Direct owners and executive officers
Red Flags
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