Scott Wesley

REHMANN WEALTH

TAWAS CITY, MI 48764

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CRD#: 6371642

Professional summary

Scott Wesley, CFP®, who also goes by Scott Aaron Wesley, is a registered financial advisor currently at REHMANN WEALTH located in Tawas City, Michigan and REHMANN FINANCIAL NETWORK, LLC located in Tawas City, Michigan.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Scott has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Aaron Wesley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)GRACIK & GRACIK P.C.; TAWAS CITY, MI; NON-INVESTMENT RELATED; INCOME TAX PREPARATION FOR INDIVIDUALS AND SMALL BUSINESSES; CPA; SINCE 10/2021; 80 HRS/MO 2)SGC FINANCIAL GROUP; TAWAS CITY, MI; INVESTMENT RELATED; FINANCIAL ADVISOR; SINCE 10/2021 80 HRS/MO 2)REHMANN FINANCIAL NETWORK, LLD; TAWAS CITY, MI; INVESTMENT RELATED; REGISTERED REP; SINCE 10/2021; 80 HRS/MO 3)REHMANN CAPITAL ADVISORY GROUP; TAWAS CITY, MI; INVESTMENT RELATED; INVESTMENT ADVISOR REPRESENTATIVE; SINCE 10/2021; 80 HRS/MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Wesley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

October 25, 2021 - Present

REHMANN WEALTH

Office #1: 540 W. Lake St. P.o. Box 70, Tawas City, MI 48764

RIA

CRD#: 123047

TAWAS CITY, MI

Current

October 25, 2021 - Present

REHMANN FINANCIAL NETWORK, LLC

Office #1: 540 W. Lake Street Unit 1, Tawas City, MI 48763

CRD#: 165027

Tawas City, MI

Past

December 20, 2019 - October 20, 2021

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

WEST BRANCH, MI

Past

October 25, 2019 - October 20, 2021

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

WEST BRANCH, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REHMANN WEALTH

REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL

CRD#: 123047 / SEC#: 801-64587

RIA

Registered Investment Advisory firm - (8/16/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/6/2022)

Michigan
(10/25/2021)

IAR

Michigan
(10/25/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/25/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/8/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

REHMANN WEALTH

REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL

CRD#: 123047 / SEC#: 801-64587

RIA

Registered Investment Advisory firm - (8/16/2005 Approved)

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Contact information

Main Address

4086 Legacy Parkway, Lansing, MI 48911-4261

Mailing Address

Phone number

(517) 316-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 RCAG PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,238
AUM (Assets Under Management)	$ 4,270,170,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott Wesley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Wesley's CRS (Customer Relationship Summary).

Certified licenses

Experience

REHMANN FINANCIAL NETWORK, LLC

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

Primary Firm SEC Registration

REHMANN WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2019

Series 7TO

Date: 10/25/2019

SIE

Date: 7/8/2019

FINRA

Current Firm

REHMANN WEALTH

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REHMANN WEALTH

TRUST BUT VERIFY

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