CR
Colin T. Richards
LORD AND RICHARDS
HIGHLANDS RANCH, CO 80126
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CRD#: 6371463
CR
Professional summary
Colin Timothy Richards, who also goes by Colin Richards, is a registered financial advisor currently at LORD AND RICHARDS located in Highlands Ranch, Colorado.
Colin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Colin has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Colin Richards
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
President of non-profit Foundation for Global Education President of non-profit Financial Independence University Pastor/Elder of Inspire Church of Denver 1. LORD AND RICHARDS, INC; INVESTMENT RELATED; 8744 LUCENT BLVD. SUITE 100, HIGHLANDS RANCH, CO 80129; INSURANCE AND INVESTMENT; OWNER, PRESIDENT; START DATE 8/5/2013; 160 HRS/MONTH, 160 HRS DURING TRADING; INSURANCE SALES. 2. VERITAS PARTNERS, LLC; NOT INVESTMENT RELATED; 1745 SHEA CENTER DRIVE, SUITE 340, HIGHLANDS RANCH, CO 80129; CONNECTING BUYERS AND PURCHASERS OF FINANCIAL BUSINESSES; FOUNDER/MEMBER; 9/22/20; 4 HRS/MONTH; 2 HRS DURING TRADING; IDENTIFY FINANCIAL PRACTICES FOR SALE AND OFFER TO PROSPECTIVE BUYERS.
CRS (Client Relationship Summary) - RIA
Click below to view Colin Timothy Richards's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2024 - Present
LORD AND RICHARDS
Office #1: 8744 Lucent Blvd Suite 100, Highlands Ranch, CO 80126RIA
CRD#: 328907
HIGHLANDS RANCH, CO
Past
November 15, 2017 - June 13, 2024
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Highland Ranch, CO
Past
July 14, 2014 - November 16, 2017
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
Highlands Ranch, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LORD AND RICHARDS
LORD AND RICHARDS | LORD AND RICHARDS, INC. | LORD AND RICHARDS WEALTH MANAGEMENT, LLC | LORD AND RICHARDS WEALTH MANAGEMENT
CRD#: 328907 / SEC#: 801-129213
RIA
Registered Investment Advisory firm - (12/15/2023 Approved)Texas
Registered Investment Advisory firm - (6/26/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(1/8/2024)
IAR
Texas(4/5/2024)
Current Firm
LA
LORD AND RICHARDS
LORD AND RICHARDS | LORD AND RICHARDS, INC. | LORD AND RICHARDS WEALTH MANAGEMENT, LLC | LORD AND RICHARDS WEALTH MANAGEMENT
CRD#: 328907 / SEC#: 801-129213
RIA
Registered Investment Advisory firm - (12/15/2023 Approved)Texas
Registered Investment Advisory firm - (6/26/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8744 Kendrick Castillo Way Suite 100, Highlands Ranch, CO 80129
Mailing Address
Phone number
(720) 214-6801
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,227 |
| AUM (Assets Under Management) | $ 104,479,729 |
Red Flags
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