AB
Angela D. Brooks
FAMILY CAPITAL MANAGEMENT
Grand Rapids, MI 49503
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CRD#: 6371350
AB
Professional summary
Angela Dawn Brooks, CFP®, who also goes by Angela Dawn Jones, is a registered financial advisor currently at FAMILY CAPITAL MANAGEMENT located in Grand Rapids, Michigan.
Angela is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Angela has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Angela Dawn Jones
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT, START DATE 7/1/2014, STEWARDSHIP PLANNING PARTNERS. FAMILY WEALTH COUNSELING. SECURITIES RELATED. START DATE 2014. ASSISTANT. 0% OWNERSHIP. 5 HOURS DEVOTED PER MONTH, 1 HOUR DURING MARKET HOURS. FAMILY CAPITAL MANAGEMENT. INSURANCE ANNUITIES. NOT SECURITIES RELATED. START DATE 7/2014. 0% OWNERSHIP. 3 HOURS DEVOTED PER MONTH, 3 HOURS DURING MARKET HOURS. PAUL DAMON AND ASSOCIATES. INSURANCE ANNUITES. NOT SECURITIES RELATED. START DATE 7/2014. 77 HOURS DEVOTED PER MONTH, 77 HOURS DURING MARKET HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Angela Dawn Brooks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
December 11, 2014 - Present
FAMILY CAPITAL MANAGEMENT
Office #1: 168 Louis Campau Promenade Nw, Suite 500, Grand Rapids, MI 49503RIA
CRD#: 111230
Grand Rapids, MI
Past
October 11, 2024 - July 17, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
GRAND RAPIDS, MI
Past
November 6, 2014 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
GRAND RAPIDS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FAMILY CAPITAL MANAGEMENT
FAMILY CAPITAL MANAGEMENT | PAUL DAMON & ASSOCIATES, INC. | FAMILY WEALTH ADVISORS | FAMILY CAPITAL MANAGEMENT, INC.
CRD#: 111230 / SEC#: 801-110407
RIA
Registered Investment Advisory firm - (5/2/2017 Approved)Michigan
Registered Investment Advisory firm - (5/31/2017 Terminated)Ohio
Registered Investment Advisory firm - (5/17/2017 Terminated)Texas
Registered Investment Advisory firm - (5/16/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(12/11/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FC
FAMILY CAPITAL MANAGEMENT
FAMILY CAPITAL MANAGEMENT | PAUL DAMON & ASSOCIATES, INC. | FAMILY WEALTH ADVISORS | FAMILY CAPITAL MANAGEMENT, INC.
CRD#: 111230 / SEC#: 801-110407
RIA
Registered Investment Advisory firm - (5/2/2017 Approved)Michigan
Registered Investment Advisory firm - (5/31/2017 Terminated)Ohio
Registered Investment Advisory firm - (5/17/2017 Terminated)Texas
Registered Investment Advisory firm - (5/16/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
168 Louis Campau Promenade Nw, Suite 500, Grand Rapids, MI 49503
Mailing Address
Phone number
(616) 774-4560
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,212 |
| AUM (Assets Under Management) | $ 328,788,229 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FAMILY CAPITAL MANAGEMENT
CRD#: 111230Grand Rapids, MI 49503TRUST BUT VERIFY
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