Scott J. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Jonathan Williams was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2014. Scott had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2015 - June 21, 2016
USAA FINANCIAL PLANNING SERVICES
November 17, 2015 - June 21, 2016
USAA FINANCIAL ADVISORS, INC.
February 5, 2015 - October 6, 2015
EDWARD JONES
February 2, 2015 - October 6, 2015
EDWARD JONES
September 9, 2014 - November 6, 2014
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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