ZW
Zachary S. Westenberg
PACKERLAND BROKERAGE SERVICES
Oconto, WI 54153
Some features on this profile are disabled
CRD#: 6371241
ZW
Professional summary
Zachary Steven Westenberg, who also goes by Zach Westenberg, is a registered financial advisor currently at PACKERLAND BROKERAGE SERVICES, INC. located in Oconto, Wisconsin.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Zachary has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zach Westenberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
My wife and I own a rental property in Phoenix, Arizona at 4501 E Danbury Rd. This property generates income when it is rented/occupied. Start date 2023. We utilize a 3rd party property manager. This is not investment or securities related. Approximately 2-4 hours per month is devoted to the property. Westenberg Financial Services 245 Cook Ave Oconto WI, 54153 Life Insurance, Fixed/Fixed Indexed Annuity Sales. Life insurance, fixed & indexed annuities through various carriers at Westenberg Financial Services (245 Cook Ave Oconto, WI 54153). Start date July 2023. 2-4 hours per month. Investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Steven Westenberg's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Zachary Steven Westenberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 13, 2023 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 245 Cook Ave, Oconto, WI 54153RIA
BD
CRD#: 37031
Oconto, WI
Current
April 4, 2023 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 245 Cook Ave, Oconto, WI 54153RIA
BD
CRD#: 37031
Oconto, WI
Past
June 5, 2015 - March 31, 2023
CCO CAPITAL, LLC
BD
CRD#: 31147
PHOENIX, AZ
Past
September 8, 2014 - April 22, 2015
MWA FINANCIAL SERVICES INC.
BD
CRD#: 112630
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/2/2024)
IAR
Alaska(5/2/2024)
RR
Arizona(4/4/2023)
IAR
Arizona(5/24/2023)
RR
California(6/26/2023)
IAR
California(6/26/2023)
RR
Colorado(4/4/2023)
IAR
Colorado(5/17/2023)
RR
Florida(4/4/2023)
IAR
Florida(5/18/2023)
RR
Illinois(4/4/2023)
IAR
Illinois(5/17/2023)
RR
Iowa(4/4/2023)
IAR
Iowa(5/17/2023)
RR
Kentucky(9/16/2025)
IAR
Kentucky(9/17/2025)
RR
Michigan(4/4/2023)
IAR
Michigan(5/17/2023)
RR
Minnesota(4/4/2023)
IAR
Minnesota(5/17/2023)
RR
North Carolina(12/13/2024)
IAR
North Carolina(12/13/2024)
RR
Pennsylvania(4/4/2023)
IAR
Pennsylvania(5/17/2023)
RR
Texas(4/4/2023)
IAR
Texas(5/17/2023)
RR
Utah(4/4/2023)
IAR
Utah(5/18/2023)
RR
Virginia(7/8/2025)
IAR
Virginia(7/10/2025)
RR
Washington(4/4/2023)
IAR
Washington(5/17/2023)
RR
Wisconsin(4/4/2023)
IAR
Wisconsin(4/13/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709
Mailing Address
432 Security Blvd., Green Bay, WI 54313
Phone number
(920) 662-9500
Established
Wisconsin since 07/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
286
SEC notice filing (47 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY | 5263665 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 1929840 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | 2440924 |
| BOSTWICK, KAREN P | SHAREHOLDER | 2643853 |
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 4357639 |
Regulatory assets under management
| Total Number of Accounts | 4,245 |
| AUM (Assets Under Management) | $ 909,478,703 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
