Catherine Gill

PHILLIPS AND COMPANY ADVISORS LLC

PORTLAND, OR 97205

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CRD#: 6371093

Professional summary

Catherine Gill, who also goes by Catherine Frances Bayman, Catherine Bayman, is a registered financial advisor currently at PHILLIPS AND COMPANY ADVISORS LLC located in Portland, Oregon.

Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Catherine has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Catherine Frances Bayman | Catherine Bayman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ax Preparation, Mesch, PLLC; as of 4/30/2018; Approximately 20% Time spent during securities trading hours per month; conducted at branch location; Not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Gill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2025 - Present

PHILLIPS AND COMPANY ADVISORS LLC

Office #1: 521 Sw 11th Avenue Suite 200, Portland, OR 97205

RIA

CRD#: 167214

PORTLAND, OR

Past

April 2, 2023 - January 21, 2025

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

PORTLAND, OR

Past

March 31, 2023 - January 21, 2025

M HOLDINGS SECURITIES, INC.

CRD#: 43285

PORTLAND, OR

Past

September 26, 2022 - March 28, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PORTLAND, OR

Past

September 23, 2022 - March 28, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PORTLAND, OR

Past

April 30, 2018 - September 8, 2022

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Fort Worth, TX

Past

April 30, 2018 - September 8, 2022

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Fort Worth, TX

Past

June 2, 2017 - May 1, 2018

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Fort Worth, TX

Past

January 25, 2017 - May 1, 2018

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Fort Worth, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PHILLIPS AND COMPANY ADVISORS LLC

PHILLIPS AND COMPANY | PHILLIPS AND COMPANY ADVISORS LLC

CRD#: 167214 / SEC#: 801-63879

RIA

Registered Investment Advisory firm - (10/31/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(2/13/2025)

IAR

Washington
(2/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/25/2017

General Securities Representative Examination

Current Firm

PHILLIPS AND COMPANY ADVISORS LLC

PHILLIPS AND COMPANY | PHILLIPS AND COMPANY ADVISORS LLC

CRD#: 167214 / SEC#: 801-63879

RIA

Registered Investment Advisory firm - (10/31/2011 Approved)

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Contact information

Main Address

521 Sw 11th Avenue Suite 200, Portland, OR 97205

Mailing Address

Phone number

(503) 224-0858

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PHILLIPS & COMPANY ADVISORS LLC FORM ADV PART 2A - FIRM BROCHURE (4/1/2025)

PHILLIPS & COMPANY ADVISORS LLC FORM ADV PART 2A - APPENDIX-WRAP BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	1,525
AUM (Assets Under Management)	$ 2,276,351,775

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Catherine Gill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Gill's CRS (Customer Relationship Summary).

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

PHILLIPS AND COMPANY ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2017

SIE

Date: 10/1/2018

Series 7

Date: 1/25/2017

Current Firm

PHILLIPS AND COMPANY ADVISORS LLC

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PHILLIPS AND COMPANY ADVISORS LLC

TRUST BUT VERIFY

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