DK
Dillon R. Kazemi
MODERN WEALTH LLC
CHANDLER, AZ 85226
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CRD#: 6370589
DK
Professional summary
Dillon Reza Kazemi is a registered financial advisor currently at MODERN WEALTH LLC located in Chandler, Arizona.
Dillon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Dillon has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Independent INSURANCE AGENT WITH INSURANCE MARKETING, SALES AND SERVICE, DEVOTES 40 HOURS PER MONTH WITH ALL DURING TRADING HOURS. 2. I am a silent owner in a bookkeeping business (not an accounting firm) with no responsibilities in the day-to-day activities of the business. 3. My wife owns 80% of a company that offers short term rentals. I have no ownership in the company and answer financial questions from time to time. 4. Founding Partner at Modern Wealth Insurance Services LLC; Investment related: Yes; Location of the business: 249 E Chicago Street, Suite 128 Chandler Arizona 85225; Description of the business: Insurance agency handling life, disability, LTC, and annuities; Start date with business: 2024-08-09; Hours per month devoted to business during trading hours: 20; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 30. 5. Consultant at Desert Bay Properties LLC; Investment related; 2751 S Sailors Way Gilbert Arizona 85295; Description of the business: Wife-owned rental business. I provide paid advice, ideas, and occasional hands-on help. ;Responsibilities Duties: Provide strategic guidance, manage finances, coordinate with vendors, and mediate owner disputes to support company direction and operational harmony; Start date: 2025-08-01; 0 Hours per month devoted to business during trading hours; 3 Hours per month devoted to business outside trading hours; 2 Percent of total yearly compensation expected to be derived from the business.
CRS (Client Relationship Summary) - RIA
Click below to view Dillon Reza Kazemi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 30, 2024 - Present
MODERN WEALTH LLC
Office #1: 3133 W Frye Road Suite 101, Chandler, AZ 85226RIA
CRD#: 331245
CHANDLER, AZ
Past
September 30, 2022 - June 3, 2024
TERRA WEALTH
RIA
CRD#: 320643
GILBERT, AZ
Past
September 16, 2022 - December 12, 2023
CAPE SECURITIES INC.
BD
CRD#: 7072
GILBERT, AZ
Past
January 23, 2017 - September 19, 2022
PFS INVESTMENTS INC.
RIA
CRD#: 10111
GILBERT, AZ
Past
August 16, 2014 - September 19, 2022
PFS INVESTMENTS INC.
BD
CRD#: 10111
GILBERT, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(5/30/2024)
IAR
California(5/31/2024)
IAR
Wisconsin(6/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MODERN WEALTH LLC
MODERN WEALTH | MODERN WEALTH LLC
CRD#: 331245 / SEC#:
Arizona
Registered Investment Advisory firm - (5/30/2024 Approved)California
Registered Investment Advisory firm - (5/31/2024 Approved)Texas
Registered Investment Advisory firm - (3/7/2025 Conditional Restricted)Wisconsin
Registered Investment Advisory firm - (5/31/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3133 W Frye Road Suite 101, Chandler, AZ 85226
Mailing Address
Phone number
(480) 269-2309
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 316 |
| AUM (Assets Under Management) | $ 14,579,262 |
Red Flags
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Company Information
MODERN WEALTH LLC
CRD#: 331245Chandler, AZ 85226TRUST BUT VERIFY
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