Mary G. Schulz

SCHULZ FINANCIAL GROUP

TUCSON, AZ 85704

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CRD#: 6370460

Professional summary

Mary Grace Schulz, AIF®, who also goes by Mary Lupia, Mary O'connor, is a registered financial advisor currently at SCHULZ FINANCIAL GROUP located in Tucson, Arizona.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Mary has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mary Lupia | Mary O'connor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Grace Schulz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 27, 2026 - Present

SCHULZ FINANCIAL GROUP

Office #1: 6849 N Oracle Rd, Ste 175, Tucson, AZ 85704

RIA

CRD#: 339660

TUCSON, AZ

Past

January 3, 2025 - January 30, 2026

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Tuscon, AZ

Past

January 3, 2025 - January 30, 2026

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Tuscon, AZ

Past

June 18, 2018 - January 7, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

TUCSON, AZ

Past

November 29, 2017 - January 7, 2025

LPL FINANCIAL LLC

CRD#: 6413

TUCSON, AZ

Past

February 13, 2015 - November 29, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

Tucson, AZ

Past

November 18, 2014 - October 26, 2018

SOUTHWEST INVESTMENT ADVISORS, INC.

RIA

CRD#: 117052

TUCSON, AZ

Past

August 18, 2014 - February 18, 2015

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

TUCSON, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/29/2026)

IAR

California
(1/28/2026)

IAR

Nebraska
(1/28/2026)

IAR

Texas
(1/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/3/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/22/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/2014

General Securities Representative Examination

Current Firm

SCHULZ FINANCIAL GROUP

FIVE SPEED FINANCIAL PLANNING LLC | WAYFINDER LIFESTYLE PLANNING | SCHULZ FINANCIAL GROUP | NAVIGANT WEALTH ADVISORS | MILESTONES INSURANCE

CRD#: 339660 / SEC#: 801-135037

RIA

Registered Investment Advisory firm - (1/6/2026 120-Day Approval)

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Contact information

Main Address

6849 N Oracle Rd, Ste 175, Tucson, AZ 85704

Mailing Address

Phone number

(520) 495-2800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (11/25/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Mary G. Schulz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Grace Schulz's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NATIONAL PLANNING CORPORATION

SOUTHWEST INVESTMENT ADVISORS, INC.

FIRST ALLIED SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/3/2014

Series 63

Date: 9/22/2014

SIE

Date: 10/1/2018

Series 7

Date: 8/18/2014

Current Firm

SCHULZ FINANCIAL GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHULZ FINANCIAL GROUP

TRUST BUT VERIFY

Contact information

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