Donald S. Hultman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Scott Hultman MR., who also goes by Donald Hultman, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 2015. Donald had worked at 2 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2015 - September 28, 2018
STANDARD NEW YORK, INC.
January 6, 2015 - June 30, 2015
ICBC STANDARD SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
STANDARD NEW YORK, INC.
CRD#: 173725 / SEC#: , 8-69552
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANDARD BANK GROUP LIMITED | DIRECT OWNER | |
| DE ZILVA, DERICK PATRICK DIMITRI | DIRECTOR/CEO | 7764495 |
| HALLER, GUIDO ANDRE | NON-EXECUTIVE DIRECTOR | 8001496 |
| HARRINGTON, MAUREEN ANN | DIRECTOR | 5649782 |
| LANCASTER, TIM JAMES | NON-EXECUTIVE DIRECTOR | 6627125 |
| NAVEED, HASNAIN | FINOP / PFO / POO | 7004810 |
| SIMOGLOU, ALEXANDROS | CCO, AMLCO | 7649246 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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